← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（04/30/2024）
WMS PARTNERS, LLC · 所有者与执行高管（CRD 109971）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/109971
Schedule A · 直接所有者（11 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| CHASE, TIMOTHY, WILLIAM | 个人 | CHAIRMAN, MEMBER OF BOARD | 是 | NA |
| EBY, MARTIN, JOSEPH | 个人 | MEMBER OF BOARD | 是 | NA |
| SPEARGAS, PAUL, A | 个人 | CO-CHIEF INVESTMENT OFFICER | 是 | NA |
| NORFOLK, CHAD, JOSEPH | 个人 | MEMBER OF BOARD | 是 | NA |
| WICKWIRE, TODD, MICHAEL | 个人 | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 是 | NA |
| HILL, JEFFREY, LEIGH | 个人 | MEMBER OF BOARD | 是 | NA |
| LOPEZ, BRYAN, MICHAEL | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| CARR, LAURA, MARY | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| WMS PARTNERS HOLDINGS, LLC | 境内实体 | MEMBER | 是 | D |
| TRIA ASSET HOLDINGS B, LLC | 境内实体 | MEMBER | — | C |
| ROWE, JOSHUA, F | 个人 | CO-CHIEF INVESTMENT OFFICER | 是 | NA |
Schedule B · 执行高管（6 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| TRIA CAPITAL PARTNERS ASSETCO, LLC | MEMBER | — |
| TRIA CAPITAL PARTNERS, LLC | MEMBER | — |
| TRIA CAPITAL PARTNERS HOLDINGS, LLC | MEMBER | — |
| Robins, Benjamin | MEMBER | — |
| KANNER, YVONNE, NADINNE | MEMBER | — |
| CORTEZ, STEVEN, EDWARD | MEMBER | — |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
