← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/22/2024)
HARVEY INVESTMENT COMPANY, LLC · 所有者与执行高管(CRD 110482)
机构事实页:HARVEY INVESTMENT COMPANY, LLC 事实页 → | 官方原文:IAPD firm-summary/110482
Schedule A · 直接所有者(12 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| HARVEY, SAMUEL, CASTLEMAN | 个人 | PRESIDENT | 是 | NA |
| CASTLEMAN CORPORATION | 境内实体 | OWNER | 是 | B |
| JUNIOR D, INC. | 境内实体 | OWNER | — | A |
| GRACIE CORP. | 境内实体 | OWNER | — | NA |
| HERRMANN, MARY, LINDER | 个人 | SENIOR VICE PRESIDENT | — | NA |
| JEVNE CORP. | 境内实体 | OWNER | — | NA |
| JEVNE, JOSHUA, STEPHEN | 个人 | SENIOR VICE PRESIDENT | — | NA |
| NOBLE, SAMUEL, HUNTER | 个人 | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — | NA |
| WT ACQUISITION, LLC | 境内实体 | OWNER | 是 | D |
| BERG, DANIEL, JEREMY | 个人 | SECRETARY & TREASURER | 是 | NA |
| BOYLE, JOHN, THOMAS | 个人 | PRINCIPAL | — | NA |
| MAYWEATHER CORP | 境内实体 | OWNER | — | NA |
Schedule B · 执行高管(7 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| HARVEY, SAMUEL, CASTLEMAN | OWNER | 是 |
| DAVIS, JOHN, JOHNSTON | OWNER | 是 |
| HERRMANN, MARY, LINDER | OWNER | 是 |
| JEVNE, JOSHUA, STEPHEN | OWNER | 是 |
| HIGHTOWER HOLDING, LLC | OWNER | 是 |
| THL HT SPV, L.P. | OWNER | 是 |
| NOBLE, SAMUEL, HUNTER | OWNER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
