← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（03/28/2024）
SECURITIES AMERICA ADVISORS, INC. · 所有者与执行高管（CRD 110518）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/110518
Schedule A · 直接所有者（7 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| HULETT, KIRK, JESSE | 个人 | EXECUTIVE VP, STRATEGY AND PRACTICE MANAGEMENT /DIRECTOR | 是 | NA |
| SECURITIES AMERICA FINANCIAL CORP. | 境内实体 | DIRECT OWNER | 是 | E |
| PRICE, JAMES, DALE | 个人 | CHAIRMAN | 是 | NA |
| SCHLUETER, MATTHEW, ADAM | 个人 | EXECUTIVE VICE PRESIDENT/DIRECTOR | 是 | NA |
| SCHMIDT, DAVID, MARTIN | 个人 | TREASURER | — | NA |
| Northrip, Iryna, Yakovlevna | 个人 | SVP, CHIEF COMPLIANCE OFFICER | 是 | NA |
| FORD, ERINN, JUNE | 个人 | INTERIM CHIEF EXECUTIVE OFFICER, PRESIDENT | 是 | NA |
Schedule B · 执行高管（18 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| OSAIC HOLDINGS,INC | SHAREHOLDER | 是 |
| RCP ARTEMIS CO-INVEST GP, LLC | GENERSL PARTNER | 是 |
| AG PARENT CORPORATION | SHAREHOLDER | 是 |
| AG INTERMEDIATE CORPORATION | SHAREHOLDER | 是 |
| AG ARTEMIS HOLDINGS, L.P. | SHAREHOLDER | 是 |
| RCP ARTEMIS CO-INVEST L.P. | LIMITED PARTNER | 是 |
| OSAIC FINANCIAL SERVICES, INC. | SHAREHOLDER | 是 |
| AG ARTEMIS HOLDINGS GP, LLC | GENERAL PARTNER | 是 |
| RCP ARTEMIS CO-INVEST LP | LIMITED PARTNER | 是 |
| RCP OPP FUND II GP, LP | LIMITED PARTNER | 是 |
| RCP GENPAR, LP | LIMITED PARTNER | 是 |
| RCP GENPAR HOLDCO, LLC | LIMITED PARTNER | 是 |
| MRB ICB LLC | MEMBER | 是 |
| THE BERLINSKI FAMILY 2006 TRUST | MERMBER | 是 |
| BERLINSKI, MILTON, RALPH | TRUSTEE | 是 |
| BERLINSKI, MILTON, RALPH | GENERAL PARTNER | 是 |
| BERLINSKI, MILTON, RALPH | MEMBER | 是 |
| BERLINSKI, MILTON, RALPH | INVESTMENT MEMBER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
