← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（03/28/2024）
PINNACLE ASSOCIATES, LTD. · 所有者与执行高管（CRD 110631）
机构事实页：PINNACLE ASSOCIATES, LTD. 事实页 → | 官方原文：IAPD firm-summary/110631
Schedule A · 直接所有者（18 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| FERRARE, JAMES, F | 个人 | EXECUTIVE VICE PRESIDENT | 是 | B |
| HARRIS, KING, HANFORD | 个人 | SENIOR VICE PRESIDENT | — | NA |
| HEYMAN, JOEL, MICHAEL | 个人 | SENIOR VICE PRESIDENT/DIRECTOR OF OPERATIONS | — | NA |
| STEIN, HAROLD, WARD | 个人 | SENIOR PORTFOLIO MANAGER | — | NA |
| DELFINO, MICHAEL, FRANCIS | 个人 | DIRECTOR OF TAFT HARTLEY SERVICES | — | NA |
| PIACENTINI, TIMOTHY, JOSEPH | 个人 | SENIOR PORTFOLIO MANAGER | — | NA |
| PASSIOS, JOHN, THOMAS | 个人 | EXECUTIVE VICE PRESIDENT | 是 | B |
| PASSIOS, KIMON | 个人 | EXECUTIVE VICE PRESIDENT | 是 | B |
| ROOT, SUSAN, LEONDIS | 个人 | SENIOR ACCOUNT ADMINISTRATOR | — | B |
| FREEDGOOD, ERIC, NOEL | 个人 | VICE PRESIDENT | — | NA |
| MARRON, PETER, NATHAN | 个人 | EXECUTIVE VICE PRESIDENT | 是 | NA |
| BROWN, SCOTT, MICHAEL | 个人 | PRESIDENT | 是 | NA |
| DOWD, DONALD, MAURER | 个人 | VICE PRESIDENT | — | NA |
| LAGERMASINI, PAUL, JOSEPH | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| SHEA, JOSEPH, WILLIAM | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| THE ARTICLE IV NON EXEMPT MARITAL TRUST UA THOMAS PASSIOS REV TR DTD 11-21-17 | 境内实体 | OWNER | — | A |
| THE ARTICLE IV GST EXEMPT MARITAL TRUST UA THOMAS PASSIOS REV TR DTD 11-21-17 | 境内实体 | OWNER | — | A |
| ANDRONIKE L. PASSIOS 2020 TRUST | 境内实体 | OWNER | — | NA |
Schedule B · 执行高管（7 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| Passios, Andronike | TRUSTEE | — |
| Passios, Andronike | TRUSTEE | — |
| PASSIOS, JOHN, THOMAS | TRUSTEE | 是 |
| PASSIOS, JOHN, THOMAS | TRUSTEE | 是 |
| BROWN, SCOTT, MICHAEL | TRUSTEE | 是 |
| ROOT, SUSAN, LEONDIS | TRUSTEE | — |
| BORGESE, PATRICE | TRUSTEE | — |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
