← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（10/07/2024）
NIKKO ASSET MANAGEMENT CO LTD · 所有者与执行高管（CRD 110997）
机构事实页：NIKKO ASSET MANAGEMENT CO LTD 事实页 → | 官方原文：IAPD firm-summary/110997
Schedule A · 直接所有者（21 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| SIMES, NATHAN, PARKER | 个人 | DIRECTOR | 是 | NA |
| IWAMA, YOICHIRO | 个人 | DIRECTOR | 是 | NA |
| Yamauchi, Mari | 个人 | DIRECTOR | 是 | NA |
| Ryu, Kiyotaka | 个人 | CHIEF ADMINISTRATIVE OFFICER | 是 | NA |
| Asai, Kunihiro | 个人 | SENIOR CORPORATE OFFICER, CHIEF RISK OFFICER | 是 | NA |
| Drews, Stefanie | 个人 | REPRESENTATIVE DIRECTOR, PRESIDENT AND COO | 是 | NA |
| Tago, Shinya | 个人 | DIRECTOR | 是 | NA |
| Sogabe, Mihoko | 个人 | DIRECTOR | 是 | NA |
| SUMITOMO MITSUI TRUST GROUP, INC. | 境外实体 | SHAREHOLDER | 是 | E |
| NISHIDA, YUTAKA | 个人 | REPRESENTATIVE DIRECTOR AND CHAIRMAN | 是 | NA |
| Okumura, Natsuhiko | 个人 | DIRECTOR | 是 | NA |
| SUMITOMO MITSUI TRUST (HONG KONG) LIMITED | 境外实体 | SHAREHOLDER | — | NA |
| WOHANKA, RICHARD, LESLIE MARTIN | 个人 | DIRECTOR | 是 | NA |
| YOKOYAMA, HIROSHI | 个人 | SENIOR CORPORATE OFFICER | 是 | NA |
| YOH, HIROSHI | 个人 | EXECUTIVE CORPORATE OFFICER, CHEIF INVESTMENT OFFICER AND GLOBAL HEAD OF INVESTMENT | 是 | NA |
| Yan, Allen | 个人 | EXECUTIVE CORPORATE OFFICER, CHIEF FINANCIAL OFFICER | 是 | NA |
| GLOVER, ANTHONY, STUART | 个人 | SENIOR CORPORATE OFFICER | 是 | NA |
| YASUNAGA, TETSUJI | 个人 | SENIOR CORPORATE OFFICER | 是 | NA |
| MATSUI, MARIKO | 个人 | CHIEF COMPLIANCE OFFICER, CHEIF LEGAL OFFICER | 是 | NA |
| STOECKLE, MARK, EDWARD | 个人 | DIRECTOR | 是 | NA |
| MASTERS, SETH, JAMES | 个人 | DIRECTOR | 是 | NA |
Schedule B · 执行高管（0 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
