← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(08/08/2024)
VOYA INVESTMENTS, LLC · 所有者与执行高管(CRD 111091)
机构事实页:VOYA INVESTMENTS, LLC 事实页 → | 官方原文:IAPD firm-summary/111091
Schedule A · 直接所有者(6 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| VOYA FUNDS SERVICES, LLC | 境内实体 | SOLE MEMBER | 是 | E |
| FALGOUT, HUEY, PAUL | 个人 | SECRETARY | 是 | NA |
| NASH, JONATHAN, DOV | 个人 | EXECUTIVE VICE PRESIDENT & CHIEF INVESTMENT RISK OFFICER | 是 | NA |
| MCKENNA, ERICA, NMN | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| WILLINGHAM, CATRINA, NMN | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| POTESTA, TIFFANI, ANNE | 个人 | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | 是 | NA |
Schedule B · 执行高管(5 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| VOYA FINANCIAL, INC. | OWNER | 是 |
| VOYA HOLDINGS, INC. | SHAREHOLDER | 是 |
| VOYA CAPITAL, LLC | MEMBER | — |
| VOYA INVESTMENT MANAGEMENT LLC | MEMBER | 是 |
| VIM HOLDINGS LLC | SOLE MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
