← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(05/31/2019)
NATIONAL INVESTMENT SERVICES, INC · 所有者与执行高管(CRD 111746)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/111746
Schedule A · 直接所有者(11 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| HASLEE, LARRY, HAROLD | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| BROOKS, ROBERT, PATRICK | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| WHITE, KENT, JAY | 个人 | CO-CHIEF INVESTMENT OFFICER | 是 | NA |
| NIS HOLDING CORPORATION | 境内实体 | DIRECT OWNER | 是 | E |
| SIDLER, NORMAN, EDWARD | 个人 | PRINCIPAL, MANAGING PARTNER | 是 | NA |
| MCCARTIN, BARTLETT, JOSEPH | 个人 | PRINCIPAL, MANAGING PARTNER | 是 | NA |
| FREMGEN, JOHN, P | 个人 | PRINCIPAL, MANAGING PARTNER | 是 | NA |
| PULLEN, TYLER, JAMES | 个人 | CHIEF EQUITY OFFICER | 是 | NA |
| VAN LITH, SCOTT, ORILE | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| ANDERSON, MARK, ROBERT | 个人 | CHIEF STRATEGY OFFICER | 是 | NA |
| BERRIE, JASON, CHRISTOPHER | 个人 | CO-CHIEF INVESTMENT OFFICER | 是 | NA |
Schedule B · 执行高管(10 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| BROOKS, ROBERT, PATRICK | CHIEF EXECUTIVE OFFICER | 是 |
| WHITE, KENT, JAY | CO-CHIEF INVESTMENT OFFICER | 是 |
| SIDLER, NORMAN, EDWARD | PRINCIPAL, MANAGING PARTNER | 是 |
| MCCARTIN, BARTLETT, JOSEPH | PRINCIPAL, MANAGING PARTNER | 是 |
| FREMGEN, JOHN, P | PRINCIPAL, MANAGING PARTNER | 是 |
| BERRIE, JASON, CHRISTOPHER | CO-CHIEF INVESTMENT OFFICER | 是 |
| ANDERSON, MARK, ROBERT | CHIEF STRATEGY OFFICER | 是 |
| HASLEE, LARRY, HAROLD | CHIEF COMPLIANCE OFFICER | 是 |
| PULLEN, TYLER, JAMES | CHIEF EQUITY OFFICER | 是 |
| VAN LITH, SCOTT, ORILE | CHIEF FINANCIAL OFFICER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
