← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(07/22/2024)
TOLLESON PRIVATE WEALTH MANAGEMENT, LP · 所有者与执行高管(CRD 111838)
机构事实页:TOLLESON PRIVATE WEALTH MANAGEMENT, LP 事实页 → | 官方原文:IAPD firm-summary/111838
Schedule A · 直接所有者(21 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| TOLLESON, JOHN, CARTER | 个人 | EXECUTIVE CHAIRMAN | 是 | NA |
| TOLLESON WEALTH MANGEMENT OF DELAWARE, INC | 境内实体 | LIMITED PARTNER | 是 | E |
| TPWM SERVICES, INC. | 境内实体 | GENERAL PARTNER | 是 | NA |
| TOLLESON WEALTH MANGEMENT, INC | 境内实体 | HOLDING COMPANY | 是 | NA |
| KLEIN, TRACIE, HILL | 个人 | CHIEF COMPLIANCE OFFICER & CHIEF ADMINISTRATIVE OFFICER | 是 | NA |
| HALL, GREGORY, SCOTT | 个人 | SENIOR MANAGING DIRECTOR | 是 | NA |
| SCHEIBE, JOHN, MICHAEL | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| HELD, MICHAEL, R | 个人 | MANAGING DIRECTOR | 是 | NA |
| TOLLESON JR., JOHN, CARTER | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| BENNETT, ERIC, WAYNE | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
| Hulcy, Andrea, Christine | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| WAGNER, MICHAEL, REIGLE | 个人 | MANAGING DIRECTOR | 是 | NA |
| Jenevein, Susan, Wells | 个人 | MANAGING DIRECTOR | 是 | NA |
| DUNN, JEFFREY, KERR | 个人 | MANAGING DIRECTOR | 是 | NA |
| COURY, JOSHUA, JAMES | 个人 | MANAGING DIRECTOR | 是 | NA |
| BRENDER, BRITTYN, RUSSELL | 个人 | MANAGING DIRECTOR | 是 | NA |
| Smith, Owen, Andrew | 个人 | DEPTY CHIEF TECHNOLOGY OFFICER | 是 | NA |
| STOBAUGH, TIMOTHY, MICHAEL | 个人 | MANAGING DIRECTOR | 是 | NA |
| Armstrong, Amy, Michelle | 个人 | MANAGING DIRECTOR | 是 | NA |
| Stampley, Aleta, Antwanette | 个人 | MANAGING DIRECTOR | 是 | NA |
| Kirksey, Jennifer, Wagoner | 个人 | DEPTY CHIEF OPERATIONS OFFICER | 是 | NA |
Schedule B · 执行高管(6 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| TOLLESON WEALTH MANAGEMENT, INC. | SOLE SHAREHOLDER | 是 |
| DT 2020 SAVING TRUST | SHAREHOLDER | 是 |
| JT 2020 SECURE TRUST | SHAREHOLDER | 是 |
| TOLLESON, JOHN, CARTER | TRUSTEE | 是 |
| TOLLESON JR., JOHN, CARTER | TRUSTEE | 是 |
| Tolleson, Debra, June | TRUSTEE | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
