← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（10/30/2024）
EMPOWER ADVISORY GROUP, LLC · 所有者与执行高管（CRD 112058）
机构事实页：EMPOWER ADVISORY GROUP, LLC 事实页 → | 官方原文：IAPD firm-summary/112058
Schedule A · 直接所有者（12 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| EMPOWER SERVICES HOLDINGS US, LLC | 境内实体 | SOLE MEMBER | 是 | E |
| MCLEOD, DAVID, GEORGE | 个人 | MANAGER | 是 | NA |
| WADDELL, CAROL, ELAINE | 个人 | MANAGER | 是 | NA |
| STONER, KATHERINE, LEANN | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| JEFFRIES, WILLIAM, CRAIG | 个人 | VP OPERATIONS | 是 | NA |
| Kavan, Adam | 个人 | SENIOR COUNSEL AND ASSISTANT SECRETARY | 是 | NA |
| Wilson, Tina, Marie | 个人 | PRESIDENT AND CEO OF EAG, MANAGER | 是 | NA |
| Patel, Palak | 个人 | SECRETARY | 是 | NA |
| BIRK, CRAIG, ALAN | 个人 | MANAGER | 是 | NA |
| STILLMAN, STEVEN, JAMES | 个人 | MANAGER | 是 | NA |
| MANDEVILLE, NATHANIEL, ALLEN | 个人 | TREASURER | 是 | NA |
| Finster, Abiane | 个人 | ASST. SECRETARY | — | NA |
Schedule B · 执行高管（13 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| EMPOWER HOLDINGS, LLC | MEMBER | 是 |
| POWER CORPORATION OF CANADA | SHAREHOLDER | 是 |
| GREAT-WEST LIFECO U.S. LLC | MEMBER | 是 |
| GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | MEMBER | 是 |
| POWER FINANCIAL CORPORATION | SHAREHOLDER | 是 |
| PANSOLO HOLDING INC. | SHAREHOLDER | 是 |
| THE DEMARAIS FAMILY RESIDUARY TRUST | SHAREHOLDER | 是 |
| DESMARAIS, PAUL, GUY | TRUSTEE | 是 |
| DESMARAIS, ANDRE, ROGER | TRUSTEE | 是 |
| DESMARAIS, SOPHIE, CAROLINE | TRUSTEE, NON-VOTING | — |
| GREAT-WEST LIFECO INC. | MEMBER | 是 |
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | MEMBER | 是 |
| FLEMING, GREGORY, JAMES | TRUSTEE | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
