← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(07/31/2024)
WAVERTON INVESTMENT MANAGEMENT LIMITED · 所有者与执行高管(CRD 112200)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/112200
Schedule A · 直接所有者(11 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| SHAH, HARISH | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| MORGAN, DAVID | 个人 | NON-EXECUTIVE DIRECTOR | 是 | NA |
| WAVERTON INVESTMENT MANAGEMENT GROUP LIMITED | 境外实体 | SHAREHOLDER | 是 | E |
| Rosier, Frederick, David Stewart | 个人 | CHAIRMAN | 是 | NA |
| ALLEN, MICHAEL, DAVID | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| Dovey, Sebastian, Simon | 个人 | NON-EXECUTIVE DIRECTOR | 是 | NA |
| Napier, Alexandra, Winifred Louise | 个人 | NON-EXECUTIVE DIRECTOR | 是 | NA |
| MCGLASHAN, GUY, ANDREW | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| CRABB, DOMINIC, TIMOTHY EDWARD | 个人 | EXECUTIVE DIRECTOR | 是 | NA |
| MURPHY, STEPHEN THOMAS, MATTHEW | 个人 | NON-EXECUTIVE DIRECTOR | 是 | NA |
| CHHOKER, ANANTH STEVEN, SINGH | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
Schedule B · 执行高管(14 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| SABRINA BIDCO LIMITED | SOLE SHAREHOLDER | 是 |
| SABRINA MIDCO LIMITED | SOLE SHAREHOLDER | 是 |
| SABRINA TOPCO | SOLE SHAREHOLDER | 是 |
| SABRINA HOLDCO LIMITED | SHAREHOLDER | 是 |
| LM SABRINA HOLDINGS LP | SOLE SHAREHOLDER | 是 |
| LM SABRINA INVESTMENT HOLDINGS INC | SHAREHOLDER | 是 |
| LM EQUITY PARTNERS V LP | SHAREHOLDER | 是 |
| LM EQUITY PARTNERS V-A LP | SHAREHOLDER | 是 |
| LM EQUITY ADVISORS V LP | GENERAL PARTNER | 是 |
| LM EQUITY ADVISORS V LP | GENERAL PARTNER | 是 |
| LM EQUITY ADVISORS V LP | GENERAL PARTNER | 是 |
| FUND V UGP LLC | SOLE SHAREHOLDER | 是 |
| LOVELL MINNICK PARTNERS LLC | SOLE SHAREHOLDER | 是 |
| LOVELL MINNICK HOLDINGS LLC | SOLE SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
