← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（03/30/2016）
BONDWAVE LLC · 所有者与执行高管（CRD 113229）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/113229
Schedule A · 直接所有者（19 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| BOWEN, JAMES ALLEN | 个人 | CHAIRMAN OF THE BOARD | 是 | NA |
| FITZGERALD, PATRICK, MICHAEL | 个人 | BOARD MEMBER | 是 | NA |
| ROGGENSACK, ANDREW, SCOTT | 个人 | BOARD MEMBER | 是 | NA |
| DEFEO, MICHAEL, ARTHUR | 个人 | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | 是 | NA |
| JARDINE, WILLIAM SCOTT | 个人 | CORPORATE SECRETARY | 是 | NA |
| TRETER, MATTHEW, RICART | 个人 | MANAGING DIRECTOR, PRODUCT STRATEGY AND DESIGN | 是 | NA |
| VOLLE, JONATHAN, JAY | 个人 | MANAGING DIRECTOR, INFORMATION STRATEGIES | 是 | NA |
| BROWN, KATHLEEN WIELAND | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| FIRST TRUST ADVISORS L.P. | 境内实体 | SHAREHOLDER | 是 | NA |
| MCALISTER, RONALD, DEAN | 个人 | BOARD MEMBER | 是 | NA |
| JARDINE, WILLIAM, SCOTT | 个人 | GENERAL COUNSEL | 是 | NA |
| RUVO, MICHAEL | 个人 | PRESIDENT | 是 | NA |
| DALEY, PAUL, WILLIAM | 个人 | MANAGING DIRECTOR, FIXED INFORMATION LAB | 是 | NA |
| CHINTALA, MICHAEL | 个人 | MANAGING DIRECTOR, PRODUCT DATA MANAGEMENT | 是 | NA |
| DYKAS, JAMES, MARTIN | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| DYKAS, JAMES, MARTIN | 个人 | BOARD MEMBER | 是 | NA |
| FIRST TRUST CAPITAL PARTNERS LLC | 境内实体 | SHAREHOLDER | 是 | E |
| RUVO, MICHAEL | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| MWANGI, KENNETH, NDONGA | 个人 | MANAGING DIRECTOR OF PRODUCT MANAGEMENT | 是 | NA |
Schedule B · 执行高管（5 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| GRACE PARTNERS OF DUPAGE L.P. | NON-MANAGING MEMBER | — |
| THE CHARGER CORPORATION | MANAGING MEMBER | 是 |
| THE CHARGER CORPORATION | GENERAL PARTNER | 是 |
| BOWEN, JAMES, ALLEN | SOLE SHAREHOLDER | 是 |
| AJM VENTURES LLC | SHAREHOLDER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
