← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（08/18/2018）
EDELMAN FINANCIAL SERVICES, LLC · 所有者与执行高管（CRD 113299）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/113299
Schedule A · 直接所有者（8 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| EDELMAN, FREDRIC, MARK | 个人 | EXECUTIVE CHAIRMAN | 是 | NA |
| MOORE, EDWARD, PHILIP | 个人 | PRESIDENT | 是 | NA |
| THE FINANCIAL ENGINES EDELMAN CENTER, LLC | 境内实体 | SOLE MANAGING MEMBER OF EDELMAN FINANCIAL SERVICES, LLC | 是 | E |
| CATALDO, CHRISTINE, ADELE | 个人 | CHIEF OPERATIONS AND TECHNOLOGY OFFICER | — | NA |
| HAYES, WILLIAM, PATRICK | 个人 | GENERAL COUNSEL | 是 | NA |
| PARKER, RYAN, CHRISTOPHER | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| GRAY, LEVEN, RAINEY | 个人 | INTERIM CHIEF COMPLIANCE OFFICER | — | NA |
| Isaacson, Jon, David | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
Schedule B · 执行高管（8 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| FINANCIAL ENGINES EDELMAN, L.P. | MEMBER OF FINANCIAL ENGINES EDELMAN I, LLC | 是 |
| FINANCIAL ENGINES EDELMAN HOLDINGS IV, LLC | MANAGING MEMBER | 是 |
| FINANCIAL ENGINES EDELMAN HOLDINGS III, LLC | MANAGING MEMBER | 是 |
| FINANCIAL ENGINES EDELMAN HOLDINGS I, LLC | MANAGING MEMBER | 是 |
| H&F FLIGHT GP, LLC | GENERAL PARTNER | 是 |
| FINANCIAL ENGINES EDELMAN HOLDINGS II, INC. | MANAGING MEMBER | 是 |
| FINANCIAL ENGINES EDELMAN HOLDINGS I, LLC | SOLE STOCKHOLDER | 是 |
| FINANCIAL ENGINES EDELMAN INVESTMENTS, LLC | MEMBER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
