← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（03/31/2017）
LBA WEALTH MANAGEMENT, LLC · 所有者与执行高管（CRD 113309）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/113309
Schedule A · 直接所有者（25 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| LBA CERTIFIED PUBLIC ACCOUNTANTS, P.A. | 境内实体 | MEMBER | — | B |
| ALBANEZE, DAVID, THOMAS | 个人 | MANAGING MEMBER, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | 是 | D |
| BROCK, RICHARD, DAVID | 个人 | MEMBER | — | NA |
| VON STEIN, NEAL, JAMES | 个人 | MEMBER | — | NA |
| BRINSON, DAVID, ALEX | 个人 | MEMBER | — | NA |
| HINCKLEY, ROBERT, WILLIAM | 个人 | MEMBER | — | NA |
| PARSONS, HARRY, MAXWELL | 个人 | MEMBER | — | NA |
| WHITE, JAMES, ROBERT | 个人 | MEMBER | — | NA |
| SHELTON, WILLIAM, GARLAND | 个人 | MEMBER | — | NA |
| MORROW, WILLIAM, RILEY | 个人 | MEMBER | — | NA |
| CASTETTER, CURTIS, LEE | 个人 | MEMBER | — | NA |
| CUMMINGS, JOSEPH, FRANCIS | 个人 | MEMBER | — | NA |
| GRENADIER, EDWARD, JAY | 个人 | MEMBER | — | NA |
| HARRELL, MARY, CAROLINE | 个人 | MEMBER | — | NA |
| STEADMAN, SCOTT, ALLEN | 个人 | MEMBER | — | NA |
| THOMAS, JAMIE, LYNNE | 个人 | MEMBER | — | NA |
| MCKENDRY, ROBERT, ANTHONY | 个人 | MEMBER | — | NA |
| COCHRAN, MATTHEW, BOYD | 个人 | MEMBER | 是 | A |
| BROCK, DANIEL, CHARLES | 个人 | MEMBER | — | NA |
| LAFSER, JASON, KEITH | 个人 | MEMBER | — | NA |
| CORNAIRE, EMILY, PATRICIA | 个人 | MEMBER | — | NA |
| FINKE, BARBARA, BALDWIN | 个人 | MEMBER | — | NA |
| MARTINEZ, ERIC, SCOTT | 个人 | MEMBER | — | NA |
| MATTSON, SCOTT, HARRISON | 个人 | MEMBER | — | NA |
| MCFADZEAN, BECKY, LYNN | 个人 | MEMBER | — | NA |
Schedule B · 执行高管（9 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| VON STEIN, NEAL, JAMES | MANAGING MEMBER, VICE PRESIDENT | 是 |
| BROCK, RICHARD, DAVID | PRESIDENT | 是 |
| BRINSON, DAVID, ALEX | VICE PRESIDENT, DIRECTOR | 是 |
| HINCKLEY, ROBERT, WILLIAM | SECRETARY, DIRECTOR | 是 |
| PARSONS, HARRY, MAXWELL | TREASURER, DIRECTOR | 是 |
| WHITE, JAMES, ROBERT | DIRECTOR | — |
| SHELTON, WILLIAM, GARLAND | DIRECTOR | — |
| MORROW, WILLIAM, RILEY | DIRECTOR | — |
| CUMMINGS, JOSEPH, FRANCIS | DIRECTOR | — |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
