← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（11/29/2024）
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC · 所有者与执行高管（CRD 114649）
机构事实页：HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC 事实页 → | 官方原文：IAPD firm-summary/114649
Schedule A · 直接所有者（10 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| DAVIS, GEORGE, HOLMES | 个人 | EXECUTIVE CHAIRMAN AND EXECUTIVE COMMITTEE MEMBER | 是 | NA |
| LOPEZ, ANNA MARIE, SINIO | 个人 | CHIEF OPERATING OFFICER AND EXECUTIVE COMMITTEE MEMBER | 是 | NA |
| STEPHENS-H&W, LLC | 境内实体 | MEMBER | 是 | C |
| HWCAP HOLDINGS, LLC | 境内实体 | MEMBER | 是 | D |
| MENVIELLE, JAMES, EDWARD | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| KODAMA, TINA, HIDEKO | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| MARTIN, DOUGLAS, HOWARD | 个人 | EXECUTIVE COMMITTEE MEMBER | 是 | NA |
| MCBRIDE, SCOTT, HOY | 个人 | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | 是 | NA |
| HIRSCHMANN, THOMAS, JOHN | 个人 | HEAD OF DISTRIBUTION | 是 | NA |
| STEPHENS, WARREN MILES, AMERINE | 个人 | EXECUTIVE COMMITTEE MEMBER | 是 | NA |
Schedule B · 执行高管（6 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | MEMBER | 是 |
| DAVIS, GEORGE, HOLMES | EXECUTIVE COMMITTEE MEMBER | 是 |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | SHAREHOLDER | 是 |
| STEPHENS, WARREN, AMERINE | TRUSTEE | 是 |
| MCBRIDE, SCOTT, HOY | EXECUTIVE COMMITTEE MEMBER | 是 |
| LOPEZ, ANNA MARIE, SINIO | EXECUTIVE COMMITTEE MEMBER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
