← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(07/17/2024)
SEGAL ADVISORS, INC. · 所有者与执行高管(CRD 114687)
机构事实页:SEGAL ADVISORS, INC. 事实页 → | 官方原文:IAPD firm-summary/114687
Schedule A · 直接所有者(13 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| DEMAIRO, JOHN, ROBERT | 个人 | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 是 | NA |
| THE SEGAL GROUP, INC. | 境内实体 | 100% SHAREHOLDER OF SEGAL ADVISORS, INC. | 是 | E |
| LOCICERO, JOSEPH, ANTHONY | 个人 | CHAIRMAN OF THE BOARD | — | NA |
| BLUMENSTEIN, DAVID | 个人 | DIRECTOR | — | NA |
| LERNER, STUART | 个人 | DIRECTOR | — | NA |
| CROTTY, SUSAN, ANN | 个人 | CHIEF INVESTMENT OFFICER/DIRECTOR | — | NA |
| SHERMAN, ANDREW, D | 个人 | DIRECTOR | — | NA |
| BENZ, JENNIFER | 个人 | DIRECTOR | — | NA |
| GREENSPAN, STEVEN, CARY | 个人 | SENIOR VICE PRESIDENT, GENERAL COUNSEL, CORPORATE SECRETARY | 是 | NA |
| Kirby, Mary, Patricia | 个人 | DIRECTOR | — | NA |
| FRISTACHI, JOESPH, MICHAEL | 个人 | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | 是 | NA |
| CAROFANO, FRANK, PATRICK | 个人 | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 是 | NA |
| FRIAS, ALDWIN, PASCUA | 个人 | DIRECTOR | — | NA |
Schedule B · 执行高管(0 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
