← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/28/2024)
BALLYROCK INVESTMENT ADVISORS LLC · 所有者与执行高管(CRD 115324)
机构事实页:BALLYROCK INVESTMENT ADVISORS LLC 事实页 → | 官方原文:IAPD firm-summary/115324
Schedule A · 直接所有者(11 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| FMR LLC | 境内实体 | MEMBER | 是 | E |
| MOLLENHAUER, MARK, ERIC | 个人 | VICE PRESIDENT | — | NA |
| NIELSEN, KEVIN, DUNLEAVY | 个人 | VICE PRESIDENT | — | NA |
| RIMMER, CHRISTOPHER, JOHN | 个人 | HEAD OF ASSET MANAGEMENT FINANCE, TREASURER | 是 | NA |
| LANK, HARLEY, JAY | 个人 | DIRECTOR, PRESIDENT, HEAD OF HIGH INCOME | 是 | NA |
| QUINLAN, CHRISTOPHER, PAUL | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| GRENIER, BART, ALEXANDER | 个人 | HEAD OF ASSET MANAGEMENT | 是 | NA |
| Pogorelec, Jason, Philip | 个人 | COMPLIANCE OFFICER | — | NA |
| Perine, Chandler, Roch | 个人 | VICE PRESIDENT | — | NA |
| BROWN, STEPHANIE, JEAN | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| Harris, Lionel, Todd | 个人 | VICE PRESIDENT, DIRECTOR | 是 | NA |
Schedule B · 执行高管(5 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| JOHNSON, ABIGAIL, PIERREPONT | ELECTED MANAGER | 是 |
| JOHNSON IV, EDWARD, CROSBY | ELECTED MANAGER | 是 |
| WILENS, MICHAEL, ENGBER | ELECTED MANAGER | 是 |
| MCGRAW, GERARD, JOHN | ELECTED MANAGER | 是 |
| NEFF, STEPHEN, CHARLES | ELECTED MANAGER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
