← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(01/17/2018)
NIXON PEABODY FINANCIAL ADVISORS LLC · 所有者与执行高管(CRD 117232)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/117232
Schedule A · 直接所有者(8 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| NIXON PEABODY LLP | 境内实体 | OWNER | 是 | E |
| ANDERSON, DEBORAH, LYNN | 个人 | CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | 是 | NA |
| LEGGIADRO, WAYNE, PATRICK | 个人 | BOARD MEMBER | 是 | NA |
| ELLS, ANDREA, MARIE | 个人 | PRESIDENT, CHIEF INVESTMENT OFFICER AND BOARD MEMBER | 是 | NA |
| PAUL, MARY, MARGARET | 个人 | SENIOR PLANNER, DIRECTOR OF TAX ADMINISTRATION | 是 | NA |
| JONES, DANIEL, NORRIS | 个人 | VICE PRESIDENT, DIRECTOR OF TAX & FINANCIAL PLANNING, AND BOARD MEMBER | 是 | NA |
| JONES, DANIEL, NORRIS | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| MAHONEY, BRIAN, WILLIAM | 个人 | BOARD MEMBER | 是 | NA |
Schedule B · 执行高管(0 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
