← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/27/2024)
DUKE FUNDING MANAGEMENT, L.L.C. · 所有者与执行高管(CRD 117590)
机构事实页:DUKE FUNDING MANAGEMENT, L.L.C. 事实页 → | 官方原文:IAPD firm-summary/117590
Schedule A · 直接所有者(9 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| ELLINGTON MANAGEMENT GROUP, L.L.C. | 境内实体 | MEMBER | 是 | E |
| PENN, LAURENCE, ERIC | 个人 | VICE CHAIRMAN | 是 | NA |
| VRANOS, MICHAEL, WILLIAM | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| DALEY, RICHARD, ANTHONY | 个人 | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | 是 | NA |
| GEANAKOPLOS, JOHN, DENO | 个人 | MANAGING DIRECTOR | 是 | NA |
| MARGOLIS, DANIEL, REUVEN | 个人 | GENERAL COUNSEL | 是 | NA |
| TECOTZKY, MARK, IRA | 个人 | VICE CHAIRMAN | 是 | NA |
| VRANOS, ANDREW | 个人 | MANAGING DIRECTOR | 是 | NA |
| MALONEY, PATRICK, BRADY | 个人 | CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | 是 | NA |
Schedule B · 执行高管(5 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| VC INVESTMENTS, L.L.C. | MANAGING MEMBER | 是 |
| EMG HOLDINGS, L.P. | MEMBER | 是 |
| VRANOS, MICHAEL, WILLIAM | MANAGING MEMBER | 是 |
| VC INVESTMENTS, L.L.C. | GENERAL PARTNER | 是 |
| VRANOS, MICHAEL, WILLIAM | LIMITED PARTNER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
