← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（08/22/2024）
SEQUOIA FINANCIAL ADVISORS, L.L.C. · 所有者与执行高管（CRD 117756）
机构事实页：SEQUOIA FINANCIAL ADVISORS, L.L.C. 事实页 → | 官方原文：IAPD firm-summary/117756
Schedule A · 直接所有者（11 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| HAUGHT, THOMAS, ARTHUR | 个人 | PRES, CEO | 是 | NA |
| SEQUOIA FINANCIAL GROUP, LLC | 境内实体 | OWNER | 是 | E |
| KNOTEK, GERALD, PAUL | 个人 | EXECUTIVE VICE PRESIDENT | 是 | NA |
| TICHNELL, KEVIN, NICHOLAS | 个人 | EVP, CHIEF STRATEGY & ACQUISITIONS OFFICER | 是 | NA |
| KANTRA, ALBERT, STEVEN | 个人 | EVP, HEAD OF ADVISORS & BUSINESS DEVELOPMENT | 是 | NA |
| Dunn, Matthew, James | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| MCCAULEY, ANNELISE, WATERFALL | 个人 | EVP, CHIEF CLIENT EXPERIENCE OFFICER | 是 | NA |
| CHUNA, TREVOR, ROBERT | 个人 | CHIEF TECHNOLOGY OFFICER | 是 | NA |
| Glick, Joseph, A | 个人 | EVP, CHIEF OPERATING OFFICER | 是 | NA |
| ROSENBLATT, ERIC, LYLE | 个人 | CONTROLLER | 是 | NA |
| THOM, CHRISTOPHER, BRIAN | 个人 | EVP, CHIEF STRATEGY & PARTNERSHIP OFFICER | 是 | NA |
Schedule B · 执行高管（7 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| HAUGHT, THOMAS, ARTHUR | TRUSTEE | 是 |
| THOMAS A. HAUGHT LIVING TRUST | OWNER | 是 |
| SHERMAN AGGREGATOR, LP | MEMBER | — |
| SHERMAN OPPORTUNITY OPPORTUNITY - A LP | MEMBER | — |
| VALEAS CAPITAL PARTNERS FUND I LP | MEMBER | — |
| AMG PANTHEON LEAD FUND, LLC | MEMBER | — |
| COLLER PARTNERS 815 LP INCORPORATED | MEMBER | — |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
