← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(04/20/2016)
CURIAN CAPITAL, LLC · 所有者与执行高管(CRD 120270)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/120270
Schedule A · 直接所有者(16 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| JACKSON NATIONAL LIFE INSURANCE COMPANY | 境内实体 | SOLE MEMBER | 是 | E |
| COLLINS, MAURA, KATHRYN | 个人 | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | 是 | NA |
| PRIESKORN, LAURA, LOUENE | 个人 | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | 是 | NA |
| MANDICH, MARK, BERNARD | 个人 | MEMBER OF BOARD OF MANAGERS, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 是 | NA |
| HAJDU, ROBERT, WILLIAM | 个人 | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATION OFFICER | 是 | NA |
| WETHERELL, WESTON, BARTLEY | 个人 | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | 是 | NA |
| CICOTTE, GREGORY, PHILIP | 个人 | EXECUTIVE VICE PRESIDENT | 是 | NA |
| WRIGHT, DANIEL, EUGENE | 个人 | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 是 | NA |
| MYERS, PAUL, CHADWICK | 个人 | MEMBER BOARD OF MANAGERS | 是 | NA |
| GANGULY, DEVKUMAR, DILIP | 个人 | SENIOR VICE PRESIDENT, CHIEF INFORMATION OFFICER | 是 | NA |
| MILLER, OTTO, FRANK | 个人 | VICE PRESIDENT | 是 | NA |
| GOATLEY, JULIA, ANNE | 个人 | SECRETARY | 是 | NA |
| ZAMORA, NELSON | 个人 | SENIOR VICE PRESIDENT | 是 | NA |
| RAUB, CHRIS | 个人 | SENIOR VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER | 是 | NA |
| DORSEY, GLENN, SCOTT | 个人 | SENIOR VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER | 是 | NA |
| Harris, Bradley, Olan | 个人 | MEMBER BOARD OF MANAGERS | 是 | NA |
Schedule B · 执行高管(5 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| BROOKE LIFE INSURANCE COMPANY | SOLE SHAREHOLDER | 是 |
| BROOKE HOLDINGS, LLC | SOLE SHARE HOLDER OF COMON STOCK OF BROOKE HOLDINGS, INC. | 是 |
| PRUDENTIAL PLC | SOLE SHAREHOLDER | 是 |
| PRUDENTIAL (US HOLDCO1) LIMITED | SHAREHOLDER | 是 |
| BROOKE (HOLDCO1) INC | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
