← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(01/30/2024)
FRAGASSO FINANCIAL ADVISORS INC. · 所有者与执行高管(CRD 123255)
机构事实页:FRAGASSO FINANCIAL ADVISORS INC. 事实页 → | 官方原文:IAPD firm-summary/123255
Schedule A · 直接所有者(9 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| FRAGASSO, ROBERT, IVANO | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| DINGUS, DANIEL, JAMES | 个人 | PRESIDENT | 是 | NA |
| DANKO, JAMES, PAUL | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| FRAGASSO FINANCIAL ADVISORS, INC. EMPLOYEE STOCK OWNERSHIP TRUST | 境内实体 | EMPLOYEE STOCK OWNERSHIP PLAN TRUST | 是 | D |
| ERIMIAS, CHRISTINE, LUCAS | 个人 | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | 是 | NA |
| FRAGASSO FAMILY IRREVOCABLE TRUST FBO CHRISTINE E ROBINETTE | 境内实体 | OWNER | — | B |
| FRAGASSO FAMILY IRREVOCABLE TRUST FBO KATHLEEN E FERTIG | 境内实体 | OWNER | — | B |
| FRAGASSO FAMILY IRREVOCABLE TRUST FBO VICKI L FRAGASSO | 境内实体 | OWNER | — | B |
| ROBINETTE, CHRISTINE, ELIZABETH | 个人 | EXECUTIVE VICE PRESIDENT | 是 | NA |
Schedule B · 执行高管(10 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| FRAGASSO, ROBERT, IVANO | TRUSTEE | 是 |
| DINGUS, DANIEL, JAMES | TRUSTEE | 是 |
| ROBINETTE, CHRISTINE, ELIZABETH | TRUSTEE | 是 |
| ERIMIAS, CHRISTINE, LUCAS | TRUSTEE | 是 |
| ROBINETTE, CHRISTINE, ELIZABETH | TRUSTEE | 是 |
| ERIMIAS, CHRISTINE, LUCAS | TRUSTEE | 是 |
| FERTIG, KATHLEEN, ELAINE | TRUSTEE | — |
| ERIMIAS, CHRISTINE, LUCAS | TRUSTEE | 是 |
| Fragasso, Vicki, L | TRUSTEE | — |
| ERIMIAS, CHRISTINE, LUCAS | TRUSTEE | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
