← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（03/28/2024）
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC · 所有者与执行高管（CRD 124506）
机构事实页：M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC 事实页 → | 官方原文：IAPD firm-summary/124506
Schedule A · 直接所有者（8 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| SASS, MARTIN, DOUGLAS | 个人 | CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR | 是 | NA |
| M.D. SASS FINANCIAL HOLDINGS, LLC | 境内实体 | MEMBER | 是 | C |
| WEATHERVANE CAPITAL PARTNERS, LLC | 境内实体 | MEMBER | — | B |
| LIU, BOBBY | 个人 | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | 是 | NA |
| MACQUARIE HOLDINGS (USA), INC. | 境内实体 | MEMBER | 是 | C |
| FRIEDMAN, SAM, HARRIS | 个人 | CHIEF FINANCIAL OFFICER & DIRECTOR | 是 | NA |
| HOOKE, JAMES, ROYCE MURRAY | 个人 | DIRECTOR | 是 | NA |
| CONWAY, GRAEME | 个人 | DIRECTOR | 是 | NA |
Schedule B · 执行高管（10 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| M.D. SASS, INC. | MANAGING MEMBER | 是 |
| SASS, MARTIN, DOUGLAS | MEMBER | 是 |
| LAMLE, HUGH, ROY | MEMBER | 是 |
| SHENFELD, STEVEN, ALAN | MEMBER | 是 |
| MACQUARIE GROUP LIMITED | OWNER | 是 |
| MACQUARIE EQUITIES (US) HOLDING PTY LIMITED | OWNER | 是 |
| MACQUARIE CORPORATE INTERNATIONAL HOLDINGS PTY LIMITED | OWNER | 是 |
| MACQUARIE GROUP (US) HOLDINGS NO.1 PTY LTD. | OWNER | 是 |
| MACQUARIE FINANCIAL HOLDINGS PTY LIMITED | OWNER | 是 |
| MACQUARIE CORPORATE HOLDINGS PTY LIMITED | OWNER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
