← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(12/18/2024)
NEUBERGER BERMAN INVESTMENT ADVISERS LLC · 所有者与执行高管(CRD 124687)
机构事实页:NEUBERGER BERMAN INVESTMENT ADVISERS LLC 事实页 → | 官方原文:IAPD firm-summary/124687
Schedule A · 直接所有者(9 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| AMATO, JOSEPH, VINCENT | 个人 | DIRECTOR, PRESIDENT - EQUITIES, CHIEF INVESTMENT OFFICER - EQUITIES | 是 | NA |
| NEUBERGER BERMAN INVESTMENT ADVISERS HOLDINGS LLC | 境内实体 | MEMBER | 是 | E |
| CETRON, BRAD, ELLIOT | 个人 | CHIEF COMPLIANCE OFFICER - HEAD OF COMPLIANCE AND MANAGING DIRECTOR | — | NA |
| WRIGHT, STEPHEN, GREGORY | 个人 | DIRECTOR, MANAGING DIRECTOR | 是 | NA |
| Viola, Leo, Anthony | 个人 | CONTROLLER AND MANAGING DIRECTOR | — | NA |
| deRegt, Kenneth, M | 个人 | DIRECTOR | 是 | NA |
| CHINNI, MICHAEL | 个人 | TREASURER AND SENIOR VICE PRESIDENT | — | NA |
| KRAMER, JOHN, DOUGLAS | 个人 | DIRECTOR | 是 | NA |
| Bhatia, Ashok, Kumar | 个人 | DIRECTOR, CO-CHIEF INVESTMENT OFFICER - FIXED INCOME | 是 | NA |
Schedule B · 执行高管(2 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| NEUBERGER BERMAN GROUP LLC | MEMBER | 是 |
| NBSH ACQUISITION, LLC | MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
