← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（10/28/2024）
RATHBONES INVESTMENT MANAGEMENT LIMITED · 所有者与执行高管（CRD 124925）
机构事实页：RATHBONES INVESTMENT MANAGEMENT LIMITED 事实页 → | 官方原文：IAPD firm-summary/124925
Schedule A · 直接所有者（12 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| RATHBONES GROUP PLC | 境外实体 | SHAREHOLDER | 是 | E |
| STOCKTON, ROBERT, PAUL | 个人 | CHIEF EXECUTIVE RATHBONES INVESTMENT MANAGEMENT LTD | 是 | NA |
| COLLINGE, LESLEY-ANNE | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| GENTLEMAN, SARAH, FELICITY | 个人 | NON EXECUTIVE DIRECTOR RATHBONES INVESTMENT MANAGEMENT LTD | — | NA |
| DUHON, TERRI, LYNN | 个人 | NON EXECUTIVE DIRECTOR RATHBONES INVESTMENT MANAGEMENT LTD | — | NA |
| BRODIE, ANDREW, JOHN PATERSON | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| BANNISTER, CLIVE, CHRISTOPHER ROGER | 个人 | CHAIRMAN RATHBONES INVESTMENT MANAGEMENT LTD | — | NA |
| CUMMINGS, IAIN, ALEXANDER | 个人 | NON EXECUTIVE DIRECTOR RATHBONES INVESTMENT MANAGEMENT LTD | — | NA |
| MISTRY, DHARMASH, PRAVIN | 个人 | NON EXECUTIVE DIRECTOR RATHBONES INVESTMENT MANAGEMENT LTD | — | NA |
| O'Shea, Henrietta, Caroline | 个人 | NON-EXECUTIVE DIRECTOR | — | NA |
| Leas, Ruth | 个人 | NON-EXECUTIVE DIRECTOR | — | NA |
| Hooley, Iain, William | 个人 | CHIEF FINANCIAL OFFICER AND EXECUTIVE DIRECTOR | 是 | NA |
Schedule B · 执行高管（1 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| INVESTEC PLC | SHAREHOLDER | — |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
