← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(07/30/2024)
AVIDIAN WEALTH ENTERPRISES, LLC · 所有者与执行高管(CRD 127186)
机构事实页:AVIDIAN WEALTH ENTERPRISES, LLC 事实页 → | 官方原文:IAPD firm-summary/127186
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| PATTERSON, JAMES, LUKE | 个人 | CHIEF EXECUTIVE OFFICER / MANAGING MEMBER | 是 | NA |
| EDICK, HOPE, MARIE | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| YARBER, MARY, KATHERINE | 个人 | CHIEF ACCOUNTING OFFICER | 是 | NA |
| ATKINSON, JAMES, ALLEN | 个人 | CHIEF OPERATING OFFICER / MANAGING MEMBER | 是 | NA |
| SNOW, PRESTON, WILLIAM | 个人 | MANAGING MEMBER | 是 | NA |
| AVIDIAN WEALTH SOLUTIONS, LLC | 境内实体 | MEMBER | 是 | E |
| BORBIDGE, JACOB, MATTHEW | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
Schedule B · 执行高管(9 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| SMITH, MICHAEL, ANTHONY | MEMBER / MERIDIAN MLJ, LLC | — |
| PATTERSON, JAMES, LUKE | MEMBER / MERIDIAN MLJ, LLC | 是 |
| ATKINSON, JAMES, ALLEN | MEMBER / MERIDIAN MLJ, LLC | 是 |
| STONE, WILLIAM, MORGAN | OWNER / STONE ASSET MANAGEMENT, LLC | — |
| MERIDIAN MLJ, LLC | MEMBER / AVIDIAN WEALTH SOLUTIONS, LLC | — |
| STONE ASSET MANAGEMENT, LLC | MEMBER / AVIDIAN WEALTH SOLUTIONS, LLC | — |
| SNOW, PRESTON, WILLIAM | MEMBER / AVIDIAN WEALTH SOLUTIONS, LLC | 是 |
| LITTS, GREGORY, JOSEPH | MEMBER / AVIDIAN WEALTH SOLUTIONS, LLC | — |
| COVEY, BRADLEY, TRENT | MEMBER / AVIDIAN WEALTH SOLUTIONS, LLC | — |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
