← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（10/16/2024）
VAN BERKOM AND ASSOCIATES INC. · 所有者与执行高管（CRD 128221）
机构事实页：VAN BERKOM AND ASSOCIATES INC. 事实页 → | 官方原文：IAPD firm-summary/128221
Schedule A · 直接所有者（18 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| JSVB INVESTMENTS INC. | 境外实体 | HOLDING COMPANY, WHOLLY-OWNED BY J SEBASTIAN VAN BERKOM | 是 | B |
| VAN BERKOM, JOANNES, SEBASTIAN | 个人 | FOUNDER & PARTNER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, ULTIMATE DESIGNATED PERSON | 是 | NA |
| SIROIS, MATHIEU | 个人 | PARTNER, PRESIDENT, SENIOR PORTFOLIO MANAGER, U.S. SMALL-CAP EQUITIES | 是 | NA |
| ALI, MUHAMMAD AMMAR | 个人 | PARTNER & SENIOR ANALYST, U.S. SMALL-CAP EQUITIES | — | NA |
| 9245-3588 QUEBEC INC. | 境外实体 | HOLDING COMPANY, WHOLLY-OWNED BY MATHIEU SIROIS | 是 | B |
| VAN BERKOM, GHISLAINE | 个人 | SECRETARY | — | NA |
| BOUCHARD- PHILLIPS, GABRIEL | 个人 | PARTNER & SENIOR PORTFOLIO MANAGER, CANADIAN SMALL-CAP EQUITIES | — | NA |
| Cicci, Julien | 个人 | PARTNER, SENIOR ANALYST, U.S. SMALL-CAP EQUITIES | — | NA |
| INNES, ALEXANDRE | 个人 | PARTNER, SENIOR ANALYST, U.S. SMALL-CAP EQUITIES | — | NA |
| Ling, Zhuo | 个人 | PARTNER, SENIOR PORTFOLIO MANAGER, GLOBAL EQUITIES | — | A |
| FOUR LAKES INVESTMENTS INC. | 境外实体 | HOLDING COMPANY, WHOLLY-OWNED BY OWEN GIBBONS | — | B |
| SNOWY OWL CAPITAL INC. | 境外实体 | HOLDING COMPANY, WHOLLY-OWNED BY GABRIEL BOUCHARD-PHILLIPS | — | B |
| WATIER, FRANCOIS | 个人 | PARTNER, SENIOR ANALYST, CANADIAN SMALL-CAP EQUITIES | — | NA |
| ROBILLARD, MAXIME | 个人 | PARTNER, SENIOR ANALYST, CANADIAN SMALL-CAP EQUITIES | — | NA |
| Lamontagne, Patrick | 个人 | PARTNER, CHIEF OPERATING OFFICER | — | NA |
| LAMBRINOS, PHILIP | 个人 | HEAD TRADER AND MANAGER, TRADING DEPARTMENT | — | NA |
| GASSER, MELISSA | 个人 | PARTNER, SENIOR ANALYST, GLOBAL EQUITIES | — | NA |
| HADDAD, KARIM | 个人 | PARTNER, SENIOR ANALYST, GLOBAL EQUITIES | — | NA |
Schedule B · 执行高管（4 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| VAN BERKOM J SEBASTIAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 是 |
| SIROIS MATHIEU | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 是 |
| GIBBONS, OWEN | PRESIDENT | 是 |
| BOUCHARD-PHILLIPS, GABRIEL | PRESIDENT | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
