← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（10/03/2024）
CARY STREET PARTNERS INVESTMENT ADVISORY LLC · 所有者与执行高管（CRD 128545）
机构事实页：CARY STREET PARTNERS INVESTMENT ADVISORY LLC 事实页 → | 官方原文：IAPD firm-summary/128545
Schedule A · 直接所有者（9 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| CARY STREET PARTNERS FINANCIAL LLC ("CSPF") | 境内实体 | MEMBER | 是 | E |
| BAYNE, WALTER, DONALD | 个人 | BOARD MANAGER; PRESIDENT, MANAGING DIRECTOR | 是 | NA |
| MITCHELL, KEVIN, LEE | 个人 | CHIEF FINANCIAL OFFICER, DIRECTOR | 是 | NA |
| TULLIDGE, THOMAS, HOGSHEAD | 个人 | SECRETARY/TREASURER, BOARD MANAGER, MANAGING DIRECTOR; CHIEF STRATEGY OFFICER, LEGAL AND FINANCE (CSPF) | 是 | NA |
| GALLUP, WESLEY, HAMILTON | 个人 | BOARD MANAGER; CHIEF OPERATING OFFICER (CSPF) | 是 | NA |
| SCHMUCKLER, JOSEPH, REDMOND | 个人 | CHAIRMAN, BOARD MANAGER; CHIEF EXECUTIVE OFFICER (CSPF) | 是 | NA |
| CHEN, HSUEH-LIANG "LEON" | 个人 | BOARD MANAGER; CHIEF TECHNOLOGY OFFICER (CSPF) | 是 | NA |
| RUBIN, MATTHEW, LAWRENCE | 个人 | CHIEF INVESTMENT OFFICER (CSPF) | 是 | NA |
| OLIVER, NANCY, RIGGLEMAN | 个人 | CHIEF COMPLIANCE OFFICER, DIRECTOR | — | NA |
Schedule B · 执行高管（7 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| STEWART, DOUGLAS, GUY | BOARD MANAGER, CHAIRMAN | 是 |
| SCHMUCKLER, JOSEPH, REDMOND | BOARD MANAGER | 是 |
| SLONECKER, DERRON, SCOTT | BOARD MANAGER | 是 |
| TULLIDGE, THOMAS, HOGSHEAD | BOARD MANAGER | 是 |
| HAZEL, RICHARD, MARSHALL | BOARD MANAGER | 是 |
| TEDESCO, MARIA, PIA | BOARD MANAGER | 是 |
| STOCKTON, KATHERINE, TOWNSHEND | BOARD MANAGER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
