← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/28/2024)
DEAN FINANCIAL SERVICES, LLC · 所有者与执行高管(CRD 129679)
机构事实页:DEAN FINANCIAL SERVICES, LLC 事实页 → | 官方原文:IAPD firm-summary/129679
Schedule A · 直接所有者(4 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| C.H. DEAN, LLC (F/K/A C.H. DEAN, INC.) | 境内实体 | LLC MEMEBER | 是 | E |
| MILLER, STEPHEN, MICHAEL | 个人 | CEO, PRESIDENT | 是 | NA |
| RINDLER, DEBRA, ELIZABETH | 个人 | SECRETARY/TREASURER/CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | 是 | NA |
| MILLER, PAMALA, JANE | 个人 | VICE PRESIDENT, CHIEF OPERATING OFFICER | 是 | NA |
Schedule B · 执行高管(8 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| THE C.H. DEAN COMPANIES, LLC | LLC MEMBER | 是 |
| MILLER, STEPHEN, MICHAEL | ELECTED MANAGER, PRESIDENT | 是 |
| TERENCE M. DEAN TRUST DATED 2/24/2016 | LLC MEMBER | 是 |
| DENNIS D. DEAN TRUST DATED 7/25/2023 | LLC MEMBER | 是 |
| MILLER, STEPHEN, MICHAEL | TRUSTEE | 是 |
| MILLER, STEPHEN, MICHAEL | TRUSTEE | 是 |
| RINDLER, DEBRA, ELIZABETH | ELECTED MANAGER | 是 |
| MILLER, PAMALA, JANE | ELECTED MANAGER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
