← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（09/26/2014）
WEST GATE ADVISORS, LLC · 所有者与执行高管（CRD 131967）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/131967
Schedule A · 直接所有者（6 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| METROPOLITAN WEST ASSET MANAGEMENT LLC | 境内实体 | MEMBER | 是 | E |
| RIVELLE, TAD | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
| LIPPMAN, DAVID, BRIAN | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| RIVELLE, CAL | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| DEVITO, DAVID, STEPHEN | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| ENGELSMAN, JEFFREY, ALAN | 个人 | GLOBAL CHIEF COMPLIANCE OFFICER | 是 | NA |
Schedule B · 执行高管（35 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| THE TCW GROUP, INC. | SHAREHOLDER | 是 |
| CLIPPER ACQUISITIONS CORP. | SHAREHOLDER | 是 |
| CLIPPER INTERMEDIATE CORP. | SHAREHOLDER | 是 |
| CLIPPER HOLDING, L.P. | SHAREHOLDER | 是 |
| CARLYLE PARTNERS V, L.P. | LIMITED PARTNER | 是 |
| CLIPPER GP, L.L.C. | GENERAL PARTNER | 是 |
| CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS, L.P. | SOLE MEMBER | 是 |
| CARLYLE FINANCIAL SERVICES HARBOR, L.P. | LIMITED PARTNER | 是 |
| CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS, L.P. | LIMITED PARTNER | 是 |
| TCG FINANCIAL SERVICES, L.P. | GENERAL PARTNER | 是 |
| CARLYLE FINANCIAL SERVICES, LTD. | GENERAL PARTNER | 是 |
| TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | SHAREHOLDER | 是 |
| TC GROUP V, L.P. | GENERAL PARTNER | 是 |
| TC GROUP V, L.L.C. | GENERAL PARTNER | 是 |
| TC GROUP CAYMAN INVESTMENT HOLDINGS SUB, L.P. | SOLE MEMBER | 是 |
| TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P. | GENERAL PARTNER | 是 |
| CARLYLE HOLDINGS II, L.P. | GENERAL PARTNER | 是 |
| CARLYLE HOLDINGS II GP, L.L.C. | GENERAL PARTNER | 是 |
| THE CARLYLE GROUP L.P. | SOLE MEMBER | 是 |
| CARLYLE GROUP MANAGEMENT L.L.C. | GENERAL PARTNER | 是 |
| TCG FINANCIAL SERVICES INVESTMENT HOLDINGS, L.P. | LIMITED PARTNER | 是 |
| CARLYLE FINANCIAL SERVICES HOLDINGS, LTD. | GENERAL PARTNER | 是 |
| TCG HOLDINGS CAYMAN II, L.P. | SHAREHOLDER | 是 |
| CP V INVESTMENT HOLDINGS L.P. | LIMITED PARTNER | 是 |
| DBD CAYMAN HOLDINGS, LTD. | MEMBER | 是 |
| CP V ILP GP, LTD. | GENERAL PARTNER | 是 |
| TCG HOLDINGS CAYMAN II, L.P. | SHAREHOLDER | 是 |
| DBD CAYMAN, LTD. | GENERAL PARTNER | 是 |
| CONWAY, WILLIAM, ELIAS | NON-VOTING MEMBER | 是 |
| D'ANIELLO, DANIEL, ANTHONY | NON-VOTING MEMBER | 是 |
| RUBENSTEIN, DAVID, MARK | NON-VOTING MEMBER | 是 |
| CARLYLE OFFSHORE PARTNERS II, LTD. | VOTING MEMBER | 是 |
| CARLYLE OFFSHORE PARTNERS II HOLDINGS, LTD. | MEMBER | 是 |
| TCW ASSET MANAGEMENT CO | MANAGING MEMBER | 是 |
| TCG FINANCIAL SERVICES, L.P. | GENERAL PARTNER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
