← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/12/2018)
MACKENZIE HUGHES & HARTNETT INVESTMENT ADVISORS LLC · 所有者与执行高管(CRD 132021)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/132021
Schedule A · 直接所有者(3 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| HARTNETT, ELIZABETH, A. | 个人 | MEMBER | 是 | C |
| MACKENZIE HUGHES LLP | 境内实体 | MEMBER | 是 | D |
| HALE, CLAYTON, HARRY | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
Schedule B · 执行高管(28 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| DAVIE, STEPHEN, SCOTT | PARTNER | 是 |
| HALE, CLAYTON, HARRY | PARTNER | 是 |
| HARRINGTON, MARK, TIMOTHY | PARTNER | 是 |
| HARTNETT, ELIZABETH, A. | PARTNER | 是 |
| HELMER, STEPHEN, THOMAS | PARTNER | 是 |
| JAMES, RICHARD, PAUL | PARTNER | 是 |
| LONGSTREET, AMI, SETRIGHT | PARTNER | 是 |
| MOSES, EDWARD, JOHN | PARTNER | 是 |
| POMEROY, GAY, MILTON | PARTNER | 是 |
| RIVERA, RAMON, ESTRADA | PARTNER | 是 |
| RUFFER, ANNE, BETH | PARTNER | 是 |
| SPENCER, EDWARD, JOHN | PARTNER | 是 |
| WENTLANDT, ARTHUR, WILLIAM | PARTNER | 是 |
| ENGEL, RICHARD, COLLINS | PARTNER | 是 |
| CODY, MARY ANNE | PARTNER | 是 |
| HUNT, WILLIAM, BRADLEY | PARTNER | 是 |
| SCHLEGEL, MARK, RAYMOND | PARTNER | 是 |
| WASMUND, MARK, WILLIAM | PARTNER | 是 |
| JONES, CHRISTIAN, PAUL | PARTNER | 是 |
| WILLIAMS, JENNIFER, PLOETZ | PARTNER | 是 |
| MERTELL, LORRAINE, RANN | PARTNER | 是 |
| NICOLL, JAMES, HOWARD | PARTNER | 是 |
| POPKESS, ALFRED, WESTBROOK | PARTNER | 是 |
| Marty, Frederick, William | PARTNER | 是 |
| Smith, Neil, Joseph | PARTNER | 是 |
| Maney, Maureen, Elizabeth | PARTNER | 是 |
| Shulman, Barry, Martin | PARTNER | 是 |
| DiPalito, Dean, Joseph | PARTNER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
