← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/28/2024)
CAXTON ASSOCIATES LP · 所有者与执行高管(CRD 132823)
机构事实页:CAXTON ASSOCIATES LP 事实页 → | 官方原文:IAPD firm-summary/132823
Schedule A · 直接所有者(8 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| CAXTON CORPORATION | 境内实体 | LIMITED PARTNER | — | A |
| LAW, ANDREW, ERIC | 个人 | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND LIMITED PARTNER | 是 | D |
| CANTERBURY HOLDINGS (USA) LLC | 境内实体 | GENERAL PARTNER | 是 | NA |
| WADE, MATTHEW, DUNCAN | 个人 | CHIEF OPERATING OFFICER, CHIEF RISK OFFICER AND LIMITED PARTNER | 是 | A |
| NICHOLLS, CHANELLE, LORRAINE | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| COOK HOLDINGS SERIES LLC | 境内实体 | LIMITED PARTNER | — | B |
| UNDERWOOD, ALEXANDER, MICHAEL | 个人 | GENERAL COUNSEL | 是 | NA |
| OHLY, BENJAMIN, STEPHAN | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
Schedule B · 执行高管(14 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| KOVNER, BRUCE, STANLEY | SOLE SHAREHOLDER | 是 |
| LAW, ANDREW, ERIC | SOLE SHAREHOLDER | 是 |
| CANTERBURY HOLDINGS LIMITED | SOLE MEMBER | 是 |
| LAW, ANDREW, ERIC | MANAGER | 是 |
| LINDEN, DENISE, E. | MANAGER | 是 |
| PHP DE 1 LP | MEMBER | 是 |
| PETERSHILL PARTNERS INC | SOLE SHAREHOLDER | 是 |
| ALLEN, KATHRYN, AINSWORTH | MANAGER | 是 |
| HOLMAN, TAVIN | MANAGER | 是 |
| GERLIS, JASON, NEAL | MANAGER | 是 |
| REDMAN, LAURA, LYNNE | MANAGER | 是 |
| PETERSHILL PARTNERS PLC | SOLE SHAREHOLDER | 是 |
| MIRABILE, ANTHONY, FRANCIS | MANAGER | 是 |
| FOSTER, KAREN, LOREN | MANAGER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
