← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(11/20/2024)
FIAM LLC · 所有者与执行高管(CRD 133196)
机构事实页:FIAM LLC 事实页 → | 官方原文:IAPD firm-summary/133196
Schedule A · 直接所有者(13 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| FIAM HOLDINGS LLC | 境内实体 | MEMBER | 是 | E |
| HOLDING, PAM, RUDDICK | 个人 | CO-HEAD EQUITY | 是 | NA |
| CONDRON, CASEY, MOORE | 个人 | HEAD OF SALES & RELATIONSHIP MANAGEMENT, DIRECTOR | 是 | NA |
| COHEN, TIMOTHY, MICHAEL | 个人 | CO-HEAD EQUITY | 是 | NA |
| RIMMER, CHRISTOPHER, JOHN | 个人 | HEAD OF ASSET MANAGEMENT FINANCE | 是 | NA |
| LANK, HARLEY, JAY | 个人 | HEAD OF HIGH INCOME | 是 | NA |
| MCGEE, MARTIN, TAGUE | 个人 | CHIEF FINANCIAL OFFICER, DIRECTOR | 是 | NA |
| PERRY, KIMBERLY, LYN | 个人 | DIRECTOR | 是 | NA |
| PARISEAULT, CHRISTIAN, GIRARD | 个人 | HEAD OF INSTITUTIONAL PORTFOLIO MANAGERS, DIRECTOR | 是 | NA |
| BROWN, STEPHANIE, JEAN | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| IRVING, WILLIAM, WOOD | 个人 | PRESIDENT, DIRECTOR, HEAD OF FIDELITY ASSET MANAGEMENT SOLUTIONS | 是 | NA |
| GOUVEIA, CHRISTOPHER, MICHAEL | 个人 | COMPLIANCE OFFICER | 是 | NA |
| FOLEY, ROBIN, LEE | 个人 | HEAD OF FIXED INCOME | 是 | NA |
Schedule B · 执行高管(6 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| FMR LLC | SHAREHOLDER | 是 |
| JOHNSON, ABIGAIL, PIERREPONT | ELECTED MANAGER | 是 |
| JOHNSON IV, EDWARD, CROSBY | ELECTED MANAGER | 是 |
| WILENS, MICHAEL, ENGBER | ELECTED MANAGER | 是 |
| MCGRAW, GERARD, JOHN | ELECTED MANAGER | 是 |
| NEFF, STEPHEN, CHARLES | ELECTED MANAGER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
