← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（12/05/2024）
SRS CAPITAL ADVISORS, LLC · 所有者与执行高管（CRD 133535）
机构事实页：SRS CAPITAL ADVISORS, LLC 事实页 → | 官方原文：IAPD firm-summary/133535
Schedule A · 直接所有者（4 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| RIORDAN, MICHAEL, P | 个人 | CHIEF COMPLIANCE OFFICER | 是 | B |
| Ariyan, Gerald, Haig | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| GALAN, DIEGO, J | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| CAVALIER INVESTMENT HOLDINGS, LLC | 境内实体 | MEMBER | 是 | E |
Schedule B · 执行高管（10 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| ARAX WEALTH MANAGEMENT, LLC | MEMBER | 是 |
| CAVALIER INVESTMENT HOLDINGS MIV, LLC | MEMBER | 是 |
| HOCONDO, LLC | MEMBER | 是 |
| RIORDAN, MICHAEL, P | MEMBER | 是 |
| SIMON, DAVID, ANDREW | MEMBER | 是 |
| ARAX MIDCO, LLC | MEMBER | 是 |
| ARAX INVESTMENT PARTNERS, LLC | MEMBER | 是 |
| ARAX BUSINESS TRUST | MEMBER | 是 |
| REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC | TRUSTEE | 是 |
| SIMON, JULIA, LOCKHART | MEMBER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
