← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（06/06/2024）
WILMINGTON CAPITAL SECURITIES, LLC · 所有者与执行高管（CRD 133839）
机构事实页：WILMINGTON CAPITAL SECURITIES, LLC 事实页 → | 官方原文：IAPD firm-summary/133839
Schedule A · 直接所有者（6 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| DORUSHKIN, RONALD BRETT | 个人 | CEO OF BROKER DEALER, GENERAL PRINCIPAL, ELECTED MANAGER | 是 | NA |
| MIKES, JOHN | 个人 | PRESIDENT OF BROKER DEALER, GENERAL SECURITIES PRINCIPAL, ELECTED MANAGER,OSJ SUPERVISOR | 是 | NA |
| COLUMBO, JOSEPH DONALD | 个人 | CHAIRMAN OF BROKER DEALER, GENERAL PRINCIPAL, GOVERNMENT SECURITIES PRINCIPAL, MSRB PRINCIPAL, ELECTED MANAGER | 是 | NA |
| WILMINGTON CAPITAL GROUP, INC. | 境内实体 | PARENT COMPANY | 是 | E |
| LEE, DENNIS PETER | 个人 | CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER OF BROKER DEALER AND INVESTMENT ADVISOR, REGISTERED OPTIONS PRINCIPA | — | NA |
| STOUBER, RANDY MARC | 个人 | FINOP, PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER | — | NA |
Schedule B · 执行高管（3 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| COLUMBO, JOSEPH DONALD | CHAIRMAN OF BROKER DEALER, MANAGING MEMBER | 是 |
| DORUSHKIN, RONALD BRETT | CEO OF BROKER DEALER AND INVESTMENT ADVISOR, MANAGING MEMBER | 是 |
| MIKES, JOHN | PRESIDENT OF BROKER DEALER, MANAGING MEMBER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
