← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（12/20/2024）
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · 所有者与执行高管（CRD 134139）
机构事实页：CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. 事实页 → | 官方原文：IAPD firm-summary/134139
Schedule A · 直接所有者（13 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| WEBBER, AMY, LYNN | 个人 | CHIEF EXECUTIVE OFFICER, SECRETARY, DIRECTOR | 是 | NA |
| CAMBRIDGE INVESTMENT GROUP, INC. | 境内实体 | SHAREHOLDER/HOLDING COMPANY | 是 | E |
| BELL, COLLEEN, MCGUIRE | 个人 | PRESIDENT, INNOVATION AND EXPERIENCE, DIRECTOR | 是 | NA |
| VIVACQUA, JEFFREY, FRANCIS | 个人 | PRESIDENT, GROWTH AND DEVELOPMENT, DIRECTOR | 是 | NA |
| MILLER, SETH, AARON | 个人 | PRESIDENT, ADVOCACY AND ADMINISTRATION, GENERAL COUNSEL, DIRECTOR | 是 | NA |
| Graham, Nelson, Murphy | 个人 | EXECUTIVE VICE PRESIDENT, CHIEF TECHNOLOGY OFFICER | — | NA |
| Shafer, Andrea, Lynn | 个人 | SENIOR VICE PRESIDENT, CHIEF SUPERVISION OFFICER | — | NA |
| STONE, CARLA, JEAN | 个人 | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | — | NA |
| Robbins, Tammy, Ann | 个人 | EXECUTIVE VICE PRESIDENT, CHIEF BUSINESS DEVELOPMENT OFFICER | 是 | NA |
| YOUHN, STEPHEN, MICHAEL | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
| Kuhlman, Richard, Henry | 个人 | SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER | — | NA |
| ROLLINS, EDDIE, THOMAS | 个人 | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | — | NA |
| Boen, Ryan | 个人 | EVP, CHIEF FINANCIAL OFFICER | — | NA |
Schedule B · 执行高管（5 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| SCHWARTZ, ERIC | TRUSTEE | 是 |
| SCHWARTZ FAMILY TRUST II | SHAREHOLDER | 是 |
| ERIC AND KELLY SCHWARTZ CHARITABLE TRUST | SHAREHOLDER | 是 |
| SCHWARTZ, ERIC | TRUSTEE | 是 |
| SCHWARTZ, KELLY, A | TRUSTEE | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
