← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(11/12/2020)
COPPER ROCK CAPITAL PARTNERS LLC · 所有者与执行高管(CRD 134176)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/134176
Schedule A · 直接所有者(6 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| COPPER ROCK EMPLOYEES L.P. | 境内实体 | MEMBER | 是 | C |
| FORRESTER, MICHAEL, ANDREW | 个人 | PRINCIPAL, MANAGER, CHIEF EXECUTIVE OFFICER | 是 | NA |
| DEXTER, STEPHEN, PATRICK | 个人 | PRINCIPAL, MANAGER,CHIEF INVESTMENT OFFICER, CHAIRMAN OF THE BOARD AND PORTFOLIO MANAGER | 是 | NA |
| SHEA, DAVID, HARRY | 个人 | PRINCIPAL AND PORTFOLIO MANAGER | — | NA |
| GATES, JEFFREY, ROBERT | 个人 | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | — | NA |
| SPOUTING ROCK ASSET MANAGEMENT, LLC | 境内实体 | MEMBER | 是 | C |
Schedule B · 执行高管(3 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| COPPER ROCK KELP GP LLC | SOLE GENERAL PARTNER | 是 |
| FORRESTER, MICHAEL, ANDREW | LIMITED PARTNER | 是 |
| SPOUTING ROCK ASSET MANAGEMENT, LLC | LIMITED PARTNER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
