← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（09/18/2024）
GRESHAM INVESTMENT MANAGEMENT LLC · 所有者与执行高管（CRD 134392）
机构事实页：GRESHAM INVESTMENT MANAGEMENT LLC 事实页 → | 官方原文：IAPD firm-summary/134392
Schedule A · 直接所有者（7 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| SPENCER, JONATHAN, SAMUEL | 个人 | PRESIDENT & CHIEF INVESTMENT OFFICER | 是 | NA |
| HEPWORTH, DOUGLAS, JON | 个人 | CHIEF OPERATING OFFICER & CHIEF RISK OFFICER | 是 | NA |
| THE GIMI 2011 TRUST | 境内实体 | MEMBER | — | A |
| NUVEEN INVESTMENTS, INC. | 境内实体 | MANAGING MEMBER | 是 | E |
| GEHRIE, ADAM, ISAAC | 个人 | CHIEF ADMINISTRATIVE OFFICER, GENERAL COUNSEL | 是 | NA |
| Tkachev, Anna, M. | 个人 | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | 是 | NA |
| THE TIMBER FALLS TRUST | 境内实体 | MEMBER | — | A |
Schedule B · 执行高管（8 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| NUVEEN HOLDINGS, INC | OWNER | 是 |
| TIAA BOARD OF GOVERNORS | SHAREHOLDER | 是 |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | MEMBER | 是 |
| NUVEEN LLC | MEMBER | 是 |
| NUVEEN FINANCE, LLC | SHAREHOLDER | 是 |
| NUVEEN HOLDINGS 1, INC. | SHAREHOLDER | 是 |
| GRAMERCY TRUST COMPANY | TRUSTEE | 是 |
| WTC II FIDUCIARY SERVICES INC. | TRUSTEE | — |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
