← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(08/14/2015)
APEX CAPITAL, LLC · 所有者与执行高管(CRD 134996)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/134996
Schedule A · 直接所有者(13 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| COLEN, SANFORD, JOEL | 个人 | CHIEF EXECUTIVE OFFICER AND MANAGER | 是 | NA |
| DILLE, KARA, SINGLETON | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDED | 境内实体 | MEMBER | 是 | D |
| COLEN FAMILY TRUST | 境内实体 | MEMBER | — | A |
| COLEN, SANFORD, JOEL | 个人 | TRUSTEE- THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDED | 是 | D |
| DILLE, KARA, SINGLETON | 个人 | TRUSTEE - THE ELC TRUST DATED MAY 28, 2004 | 是 | B |
| LANDAU, SUSAN, CADISH | 个人 | TRUSTEE- COLEN FAMILY TRUST | — | A |
| YANG, CINDY, PEI | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| DILLE, KARA, SINGLETON | 个人 | TRUSTEE - THE AJC TRUST DATED MAY 28, 2004 | 是 | B |
| THE AJC TRUST DATED MAY 28, 2004 | 境内实体 | MEMBER | — | B |
| THE ELC TRUST DATED MAY 28, 2004 | 境内实体 | MEMBER | — | B |
| BRODY, JAMES, DENNIS | 个人 | MANAGING DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICER | 是 | NA |
| SIMON, GIL, NMN | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
Schedule B · 执行高管(0 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
