← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(08/09/2024)
D. E. SHAW INVESTMENT MANAGEMENT, L.L.C. · 所有者与执行高管(CRD 135284)
机构事实页:D. E. SHAW INVESTMENT MANAGEMENT, L.L.C. 事实页 → | 官方原文:IAPD firm-summary/135284
Schedule A · 直接所有者(8 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| D. E. SHAW & CO., L.P. | 境内实体 | MANAGING MEMBER | 是 | E |
| STONE, MAXIMILIAN, DANA | 个人 | EXECUTIVE COMMITTEE MEMBER | 是 | NA |
| FISHMAN, EDWARD, LAURENCE | 个人 | EXECUTIVE COMMITTEE MEMBER | 是 | NA |
| HALABY, ALEXIS, ANNE | 个人 | EXECUTIVE COMMITTEE MEMBER | 是 | NA |
| BREYDO, RUVIM, YEFIM | 个人 | EXECUTIVE COMMITTEE MEMBER, CHIEF INVESTMENT OFFICER | 是 | NA |
| ZEMLYAKOVA, YEVGENIA, VLADIMIROVNA | 个人 | CHIEF OPERATING OFFICER | — | NA |
| LEWKONIA, MICHAEL, WILLIAM | 个人 | GENERAL COUNSEL | — | NA |
| Marcus, Daniel, Robbins | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
Schedule B · 执行高管(3 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| SHAW, DAVID, ELLIOT | SOLE STOCKHOLDER, CHAIRMAN, AND PRESIDENT | 是 |
| SHAW, DAVID, ELLIOT | LIMITED PARTNER | 是 |
| D. E. SHAW & CO., INC. | GENERAL PARTNER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
