← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(11/25/2024)
STERLING CAPITAL MANAGEMENT LLC · 所有者与执行高管(CRD 135405)
机构事实页:STERLING CAPITAL MANAGEMENT LLC 事实页 → | 官方原文:IAPD firm-summary/135405
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| MCALISTER, ALEXANDER, WORTH | 个人 | SENIOR MANAGING DIRECTOR, VICE CHAIR | 是 | NA |
| MONTGOMERY, MARK, MICHEL | 个人 | SENIOR MANAGING DIRECTOR | 是 | NA |
| HAENNI, SCOTT, ALAN | 个人 | SENIOR MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | 是 | NA |
| DURHAM, CHARLES, ARNOLD | 个人 | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER | 是 | NA |
| McIntyre, Casey, Kellen | 个人 | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | 是 | NA |
| BRIDGES, ROBERT, WILSON | 个人 | SENIOR MANAGING DIRECTOR | 是 | NA |
| GUARDIAN CAPITAL LLC | 境内实体 | MEMBER | 是 | E |
Schedule B · 执行高管(7 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| MINIC INVESTMENTS LIMITED | SHAREHOLDER | 是 |
| GUARDIAN INNOVATIONS INC. | MEMBER | 是 |
| GUARDIAN CAPITAL GROUP LIMITED | DIRECT OWNER | 是 |
| CHRISTODOULOU, ANDREW, MICHAEL | SHAREHOLDER | 是 |
| CHRISTODOULOU, NICHOLAS | SHAREHOLDER | 是 |
| CHRISTODOULOU, STEPHANIE, DIANA | SHAREHOLDER | 是 |
| CHRYSSAFOU-CHRISTODOULOU, DIMITRIS-STAVROS | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
