← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(04/16/2020)
ZIEGLER CAPITAL MANAGEMENT, LLC · 所有者与执行高管(CRD 135622)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/135622
Schedule A · 直接所有者(10 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| ROBERTS, SCOTT, ALLEN | 个人 | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 是 | NA |
| HORN, PAULA, MARIE | 个人 | CHIEF INVESTMENT OFFICER - FIXED INCOME | 是 | NA |
| BRINCKERHOFF, JOHN, KANE | 个人 | CHIEF MARKETING OFFICER | 是 | NA |
| ANSBRO, RENEE, MARIE | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| SINGH, MONIKA, KUMARI | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| KOWIESKI, MATTHEW, JOHN | 个人 | DIRECTOR OF OPERATIONS | 是 | NA |
| PATEL, DEVANSH, D. | 个人 | MANAGING DIRECTOR | 是 | NA |
| GLIDDEN, GREG | 个人 | CHIEF EQUITY STRATEGIST | 是 | NA |
| ANGELL, WILEY, D | 个人 | CHIEF INVESTMENT OFFICER - FAMCO GROUP | 是 | NA |
| 1251 ASSET MANAGEMENT PLATFORM, LLC | 境内实体 | DIRECT OWNER | 是 | E |
Schedule B · 执行高管(8 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| 1251 ASSET MANAGEMENT PAYCO, LLC | MEMBER | 是 |
| 1251 FINANCING COMPANY, LLC | MEMBER | 是 |
| 1251 CAPITAL GROUP, INC | MANAGING MEMER | 是 |
| 1251 CAPITAL GROUP HOLDINGS, LLC | SHAREHOLDER | 是 |
| HAILER, JOHN, THOMAS | MEMBER/MANAGER | 是 |
| MAGUIRE, CHRISTOPHER, JAMES | MEMBER | 是 |
| WILSON, MICHAEL, ARTHUR ROSS | MEMBER | 是 |
| BRIZIUS, CHARLES, ALBERT | MEMBER/MANAGER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
