← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(04/29/2024)
GABELLI & COMPANY INVESTMENT ADVISERS, INC. · 所有者与执行高管(CRD 137024)
机构事实页:GABELLI & COMPANY INVESTMENT ADVISERS, INC. 事实页 → | 官方原文:IAPD firm-summary/137024
Schedule A · 直接所有者(4 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| ASSOCIATED CAPITAL GROUP, INC. | 境内实体 | SHAREHOLDER - 100% OWNER OF THE REGISTRANT | 是 | E |
| JAMIESON, DOUGLAS, RICHARD | 个人 | PRESIDENT AND CHIEF EXECUTIVE OFFICER, DIRECTOR | 是 | NA |
| GIVISSIS, JOHN, N | 个人 | COMPTROLLER AND SENIOR VICE PRESIDENT | — | NA |
| WEYNAND, CRAIG, ALAN | 个人 | CHIEF COMPLIANCE OFFICER, COUNSEL & SECRETARY | — | NA |
Schedule B · 执行高管(3 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| GABELLI, MARIO, JOSEPH | CEO, DIRECTOR AND MAJORITY SHAREHOLDER OF COMMON STOCK | 是 |
| GGCP, INC. | MANAGER AND MEMBER | 是 |
| GGCP HOLDINGS LLC | MAJORITY SHAREHOLDER OF THE CLASS B COMMON STOCK | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
