← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/19/2013)
J.H. WHITNEY INVESTMENT MANAGEMENT, LLC · 所有者与执行高管(CRD 137542)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/137542
Schedule A · 直接所有者(5 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| O'CONNOR, JOHN, MICHAEL BASIL | 个人 | CHIEF COMPLIANCE OFFICER | 是 | C |
| NG, WILLIAM | 个人 | NON-MANAGING MEMBER | — | B |
| JHWIM MANAGEMENT HOLDINGS, LLC | 境内实体 | NON-MANAGING MEMBER | — | C |
| J.H. WHITNEY INVESTMENT MANAGEMENT, LLC | 境内实体 | SOLE SHAREHOLDER (OF THE RELYING ADVISER 1) AND MANAGING MEMBER (OF THE RELYING ADVISERS 2 AND 3) | 是 | E |
| O'CONNOR, JOHN, MICHAEL BASIL | 个人 | DIRECTOR (RELYING ADVISER 1); MANAGER (RELYING ADVISERS 2 AND 3) | 是 | C |
Schedule B · 执行高管(2 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| STONE, MICHAEL, ROBERT | MANAGING MEMBER | 是 |
| CASTLEMAN, PETER, MUIR | NON-MANAGING MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
