← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/28/2024)
THRIVENT ASSET MANAGEMENT, LLC · 所有者与执行高管(CRD 137751)
机构事实页:THRIVENT ASSET MANAGEMENT, LLC 事实页 → | 官方原文:IAPD firm-summary/137751
Schedule A · 直接所有者(15 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| ROYAL, DAVID, SCOTT | 个人 | PRESIDENT | 是 | NA |
| DRYDEN, EDWARD, STUART | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| THRIVENT FINANCIAL HOLDINGS, INC. | 境内实体 | MEMBER | 是 | E |
| KOELLING, KATHLEEN, MARIE | 个人 | PRIVACY OFFICER | 是 | NA |
| KREMENAK, MICHAEL, WALDEN | 个人 | ELECTED MANAGER | 是 | NA |
| NIGBUR, CYNTHIA, JEAN | 个人 | ASSISTANT SECRETARY | 是 | NA |
| BEAVER, TROY, ALAN | 个人 | ELECTED MANAGER AND VICE PRESIDENT | 是 | NA |
| BERGSTROM, SARAH, LYNN | 个人 | ASSISTANT TREASURER | 是 | NA |
| CLOUTIER, JEFFREY, DAVID | 个人 | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | 是 | NA |
| MINTA, SHARON, KAY | 个人 | ANIT-MONEY LAUNDERING OFFICER | 是 | NA |
| ENGLISH, JESSICA, ERIN | 个人 | ASSISTANT SECRETARY | 是 | NA |
| JACKSON, JOHN, DAVID | 个人 | ASSISTANT SECRETARY | 是 | NA |
| JENSON, JENNA, KAREN | 个人 | CHIEF LEGAL OFFICER AND SECRETARY | 是 | NA |
| Riesterer, Jamie, Lee | 个人 | ELECTED MANAGER | 是 | NA |
| LEE, STEVEN, HARRIS CAUSTON | 个人 | DERIVATIVES RISK MANAGER | 是 | NA |
Schedule B · 执行高管(1 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| THRIVENT FINANCIAL FOR LUTHERANS | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
