← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/31/2015)
ELESSAR INVESTMENT MANAGEMENT, LLC · 所有者与执行高管(CRD 137797)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/137797
Schedule A · 直接所有者(3 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| ELENNAR MANAGEMENT HOLDINGS, LLC | 境内实体 | OWNER | 是 | E |
| GIESEN, RICHARD, ALLYN | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
| KRAHE, MITCHELL, W | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
Schedule B · 执行高管(9 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| GIESEN, RICHARD, ALLYN | MANAGING MEMBER | 是 |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | UNITHOLDER | 是 |
| LAIRD NORTON COMPANY | SHAREHOLDER | — |
| AURORA TRUST | MEMBER | 是 |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | TRUSTEE | 是 |
| TREASURY GROUP LIMITED | UNITHOLDER | 是 |
| LNC INVESTMENT COMPANY | MEMBER | 是 |
| WHITE PINE, INC. | MEMBER | — |
| LAIRD NORTON COMPANY | MEMBER | — |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
