← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（03/30/2012）
NOONDAY ASSET MANAGEMENT, L.P. · 所有者与执行高管（CRD 138732）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/138732
Schedule A · 直接所有者（21 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| NOONDAY CAPITAL, L.L.C. | 境内实体 | GENERAL PARTNER (NAMLP) | 是 | NA |
| COHEN, DAVID, ISAAC | 个人 | SENIOR PARTNER (NAMLP) | 是 | E |
| SPOKES, ANDREW, JAMES MCLEAN | 个人 | SENIOR PARTNER (NAMLP) | 是 | B |
| CHANG, CAROLINE, HWA-I | 个人 | GENERAL COUNSEL (NAMLP) | — | NA |
| ROBERTS, THOMAS, GERALD | 个人 | PARTNER (NAMLP) | 是 | NA |
| SHREVE, CAITLIN, ELIZABETH | 个人 | CHIEF COMPLIANCE OFFICER (NAMLP) | — | NA |
| NOONDAY ASSET MANAGEMENT, L.P. | 境内实体 | SHAREHOLDER (NAMA) | 是 | E |
| ZAGE, GEORGE, RAYMOND | 个人 | CEO & DIRECTOR (NAMA) | 是 | NA |
| COHEN, DAVID, ISAAC | 个人 | DIRECTOR (NAMA) | 是 | NA |
| SPOKES, ANDREW, JAMES MCLEAN | 个人 | DIRECTOR (NAMA) | 是 | NA |
| WALL, MICHAEL, DEAN | 个人 | CONTROLLER, TREASURER & CHIEF ACCOUNTANT (NAMA) | — | NA |
| NOONDAY ASSET MANAGEMENT, L.P. | 境内实体 | SHAREHOLDER (NAMHK) | 是 | E |
| ZAGE, GEORGE, RAYMOND | 个人 | DIRECTOR (NAMHK) | 是 | NA |
| COHEN, DAVID, ISAAC | 个人 | DIRECTOR (NAMHK) | 是 | NA |
| COHEN, DAVID, ISAAC | 个人 | MEMBER EXECUTOR (NAMJ) | 是 | NA |
| SPOKES, ANDREW, JAMES MCLEAN | 个人 | DIRECTOR (NAMHK) | 是 | NA |
| WU, NANCY, BINGYUN | 个人 | DIRECTOR (NAMHK) | 是 | NA |
| NOONDAY ASSET MANAGEMENT, L.P. | 境内实体 | MEMBER (NAMJ) | 是 | E |
| SPOKES, ANDREW, JAMES MCLEAN | 个人 | MEMBER EXECUTOR (NAMJ) | 是 | NA |
| ROBERTS, THOMAS, GERALD | 个人 | MEMBER EXECUTOR (NAMJ) | 是 | NA |
| CALDWELL, PAUL, ANDREW | 个人 | MEMBER EXECUTOR, (NAMJ) | 是 | NA |
Schedule B · 执行高管（3 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| COHEN, DAVID, ISAAC | SENIOR MANAGING MEMBER | 是 |
| SPOKES, ANDREW, JAMES MCLEAN | SENIOR MANAGING MEMBER | 是 |
| ROBERTS, THOMAS, GERALD | MANAGING MEMBER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
