← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(09/27/2024)
POLUS CAPITAL MANAGEMENT LIMITED · 所有者与执行高管(CRD 139138)
机构事实页:POLUS CAPITAL MANAGEMENT LIMITED 事实页 → | 官方原文:IAPD firm-summary/139138
Schedule A · 直接所有者(16 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| POLUS CAPITAL MANAGEMENT GROUP LIMITED | 境外实体 | SOLE SHAREHOLDER | 是 | E |
| YOUNG, ALEXANDRA, VIRGINIA | 个人 | DIRECTOR | 是 | NA |
| GOASGUEN, FRANK, NMN | 个人 | DIRECTOR | 是 | NA |
| Burke, Andrew, Lindsay | 个人 | CHIEF INVESTMENT OFFICER - LEVERAGED LOANS AND DIRECTOR | 是 | NA |
| CHALMERS, NICHOLAS, IAN | 个人 | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 是 | NA |
| WOOD, SHAUN, ROWAN | 个人 | CHIEF LEGAL OFFICER | 是 | NA |
| BARTLETT, SAMANTHA, LEIGH | 个人 | CHIEF FINANCIAL OFFICER AND DIRECTOR | 是 | NA |
| MIFSUD, GLEN, COLIN RONALD | 个人 | PRESIDENT | — | NA |
| DAFFORN, ROBERT, JOHN | 个人 | CHIEF INVESTMENT OFFICER - OPPORTUNISTIC CREDIT | 是 | NA |
| Davison, Melanie, Jane | 个人 | CHIEF OPERATIONS OFFICER AND DIRECTOR | 是 | NA |
| Holowiak, Dorota, Joanna | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
| Cornalba, Lorenzo, Tarcisio Vittorio | 个人 | DIRECTOR | 是 | NA |
| SINNOTT, RYAN, NMN | 个人 | DIRECTOR | 是 | NA |
| MALLIN, ANTHONY, GRANVILLE | 个人 | DIRECTOR | 是 | NA |
| FROST, TIMOTHY, JAMES ALBERT | 个人 | CHAIRMAN | 是 | NA |
| FLAPPINI, EMANUELE, NMN | 个人 | DIRECTOR | 是 | NA |
Schedule B · 执行高管(1 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| MEDIOBANCA - BANCA DI CREDITO FINANZIARIO S.P.A. | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
