← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(08/30/2024)
GOLDBERG LINDSAY & CO. LLC · 所有者与执行高管(CRD 141029)
机构事实页:GOLDBERG LINDSAY & CO. LLC 事实页 → | 官方原文:IAPD firm-summary/141029
Schedule A · 直接所有者(9 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| BESSEMER GL INC. | 境内实体 | CLASS C MEMBER OF ADVISER | 是 | B |
| LINDSAY, ROBERT, DEMAREST | 个人 | CHAIRMAN OF ADVISER | 是 | NA |
| GOLDBERG, ALAN, EDWARD | 个人 | CEO OF ADVISER | 是 | NA |
| TRIEDMAN, JAMES, RUSSELL | 个人 | MANAGING PARTNER OF ADVISER | 是 | NA |
| MSDA LLC | 境内实体 | CLASS A MEMBER OF ADVISER | 是 | D |
| RPAD LLC | 境内实体 | CLASS C MEMBER OF ADVISER | 是 | B |
| DEES, MICHAEL, WILLIAM | 个人 | MANAGING PARTNER OF ADVISER | 是 | NA |
| PICKEL JR, JAMES, CHRISTOPHER | 个人 | CCO OF ADVISER | 是 | NA |
| MERNICK, EPHRAIM, D | 个人 | COO OF ADVISER | 是 | NA |
Schedule B · 执行高管(8 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| BESSEMER SECURITIES LLC | STOCKHOLDER | 是 |
| GOLDBERG, ALAN, EDWARD | MANAGER | 是 |
| LINDSAY, ROBERT, DEMAREST | MANAGING MEMBER | 是 |
| LINDSAY 2002 FAMILY TRUST | MEMBER | 是 |
| LINDSAY, TERESA, ELMS | TRUSTEE | 是 |
| GOLDBERG, ALAN, EDWARD | TRUSTEE | 是 |
| ELMS, STEVEN, ARNOTE | TRUSTEE | 是 |
| THE AEG-II TRUST | MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
