← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(05/13/2013)
FINANCIAL ADVISERS OF AMERICA, LLC · 所有者与执行高管(CRD 142170)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/142170
Schedule A · 直接所有者(20 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| SABINS, SCOTT ALAN | 个人 | MEMBER | — | B |
| JOHNSTON, KENNETH MERLE JR | 个人 | MANAGING DIRECTOR, PRINCIPAL & CCO | 是 | B |
| BLAIR, ANTHONY FRANCIS | 个人 | MEMBER | — | A |
| HUGHES, MICHAEL LEWIS | 个人 | MEMBER | — | NA |
| WILSON, RODNEY E S | 个人 | MEMBER | — | A |
| SABINS, STEVEN WILLIAM | 个人 | MEMBER | — | A |
| ADAMS, ROSEMARIE CHIYOKO | 个人 | MEMBER | — | NA |
| PELLAND, MICHAEL JOHN | 个人 | MEMBER | — | NA |
| KARG, CAMERON LEE | 个人 | MEMBER | — | A |
| JOHNSTON, JODI MARIE | 个人 | MEMBER | — | NA |
| CUNNINGHAM, CRAIG, L | 个人 | MEMBER | — | A |
| LASARZIG, WILLIAM R JR. | 个人 | MEMBER | — | A |
| PESAVENTO, ROBERT J | 个人 | MEMBER | — | NA |
| AHERN, THOMAS S | 个人 | MEMBER | — | NA |
| AHERN, PRISCILLA A | 个人 | MEMBER | — | NA |
| PESAVENTO, SUSAN J | 个人 | MEMBER | — | NA |
| DENNEY, NICOLETTE IRISA | 个人 | FINOP | — | NA |
| WARNER, DONALD ALAN | 个人 | MEMBER | — | NA |
| LUKEHART, DILLON JAMES | 个人 | MEMBER | — | NA |
| PROUD, EILEEN MARIEL | 个人 | MEMBER | — | NA |
Schedule B · 执行高管(0 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
