← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/18/2024)
MANAGED ACCOUNT ADVISORS LLC · 所有者与执行高管(CRD 142558)
机构事实页:MANAGED ACCOUNT ADVISORS LLC 事实页 → | 官方原文:IAPD firm-summary/142558
Schedule A · 直接所有者(11 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| BALL, MATTHEW, SCOTT | 个人 | VICE PRESIDENT AND CHIEF OPERATING OFFICER | 是 | NA |
| CAPELLI, JOHN, JOSEPH | 个人 | PRESIDENT AND DIRECTOR | 是 | NA |
| LYMAN, JULIE, BRACKETT | 个人 | CHIEF LEGAL OFFICER | — | NA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 境内实体 | SOLE MEMBER | 是 | E |
| TORRES, CARLOS, ALBERTO | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
| Ryan, Timothy, PETER | 个人 | CHIEF FINANCIAL OFFICER | — | NA |
| Granshaw, Mark, A | 个人 | DIRECTOR | 是 | NA |
| Ghee, Antony, E | 个人 | DIRECTOR | 是 | NA |
| Fahmy, Nancy, MONIR | 个人 | DIRECTOR | 是 | NA |
| Pelzar, Michael, JOHN | 个人 | DIRECTOR | 是 | NA |
| Mancini, Kurt, Daniel | 个人 | DIRECTOR | 是 | NA |
Schedule B · 执行高管(3 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| BANK OF AMERICA CORPORATION | SOLE SHAREHOLDER | 是 |
| NB HOLDINGS CORPORATION | SOLE SHAREHOLDER | 是 |
| BAC NORTH AMERICA HOLDING COMPANY | SOLE SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
